A FURTHER DIFFERENCE BETWEEN THE SENATE AND THE:
HOUSE OF REPRESENTATIVES. The Senate named by the state
legislatures; the Representatives by the people--Double election
of the former; single election of the latter--Term of the
different offices--Peculiar functions of each house.
The Senate differs from the other house not only in the
very principle of representation, but also in the mode of its
election, in the term for which it is chosen, and in the nature
of its functions The House of Representatives is chosen by the
people, the Senate by the legislatures of the states; the former
is directly elected, the latter is elected by an elected body;
the term for which the representatives are chosen is only two
years, that of the senators is six. The functions of the House
of Representatives are purely legislative, and the only share it
takes in the judicial power is in the impeachment of public
officers. The Senate co-operates in the work of legislation and
tries those political offenses which the House of
Representatives submits to its decision. It also acts as the
great executive council of the nation; the treaties that are
concluded by the President must be ratified by the Senate, and
the appointments he may make, in order to be legally effective,
must be approved by the same body.13
THE EXECUTIVE POWER.14 Dependence of the President--He is
elective and responsible--Free in his own sphere, under the
inspection, but not under the direction, of the Senate--His
salary fixed at his entry into office--Suspensive veto.
THE American legislators undertook a difficult task in
attempting to create an executive power dependent on the
majority of the people and nevertheless sufficiently strong to
act without restraint in its own sphere. It was indispensable to
the maintenance of the republican form of government that the
representative of the executive power should be subject to the
will of the nation.
The President is an elective magistrate. His honor, his
property, his liberty, and his life are the securities which the
people have for the temperate use of his power. But in the
exercise of his authority he is not perfectly independent; the
Senate takes cognizance of his relations with foreign powers,
and of his distribution of public appointments, so that he can
neither corrupt nor be corrupted. The legislators of the Union
acknowledge that the executive power could not fulfill its task
with dignity and advantage unless it enjoyed more stability and
strength than had been granted it in the separate states.
The President is chosen for four years, and he may be
re-elected, so that the chances of a future administration may
inspire him with hopeful undertakings for the public good and
give him the means of carrying them into execution. The
President was made the sole representative of the executive
power of the Union; and care was taken not to render his
decisions subordinate to the vote of a council, a dangerous
measure which tends at the same time to clog the action of the
government and to diminish its responsibility. The Senate has
the right of annulling certain acts of the President; but it
cannot compel him to take any steps, nor does it participate in
the exercise of the executive power.
The action of the legislature on the executive power may
be direct, and I have just shown that the Americans carefully
obviated this influence; but it may, on the other hand, be
indirect. Legislative assemblies which have the power of
depriving an officer of state of his salary encroach upon his
independence; and as they are free to make the laws, it is to be
feared lest they should gradually appropriate to themselves a
portion of that authority which the Constitution had vested in
his hands. This dependence of the executive power is one of the
defects inherent in republican constitutions. The Americans have
not been able to counteract the tendency which legislative
assemblies have to get possession of the government, but they
have rendered this propensity less irresistible. The salary of
the President is fixed, at the time of his entering upon office,
for the whole period of his magistracy. The President, moreover,
is armed with a suspensive veto, which allows him to oppose the
passing of such laws as might destroy the portion of
independence that the Constitution awards him. Yet the struggle
between the President and the legislature must always be an
unequal one, since the latter is certain of bearing down all
resistance by persevering in its plans; but the suspensive veto
forces it at least to reconsider the matter, and if the motion
be persisted in, it must then be backed by a majority of two
thirds of the whole house. The veto, moreover, is a sort of
appeal to the people. The executive power, which without this
security might have been secretly oppressed, adopts this means
of pleading its cause and stating its motives. But if the
legislature perseveres in its design, can it not always
overpower all resistance? I reply that in the constitutions of
all nations, of whatever kind they may be, a certain point
exists at which the legislator must have recourse to the good
sense and the virtue of his fellow citizens. This point is
nearer and more prominent in republics, while it is more remote
and more carefully concealed in monarchies; but it always exists
somewhere. There is no country in which everything can be
provided for by the laws, or in which political institutions can
prove a substitute for common sense and public morality.
IN WHAT THE POSITION OF A PRESIDENT OF THE UNITED STATES
DIFFERS FROM THAT OF A CONSTITUTIONAL KING OF FRANCE. Executive
power in the United States as limited and exceptional as the
sovereignty that it represents--Executive power in France, like
the state's sovereignty, extends to everything--The King a
branch of the legislature--The President the mere executor of
the law--Other differences resulting from the duration of the
two powers--The President checked in the exercise of executive
authority--The King independent in its exercise-In spite of
these differences, practice is more akin to a republic than the
Union to a monarchy--Comparison of the number of public officers
depending upon the executive power in the two countries.
THE executive power has so important an influence on the
destinies of nations that I wish to dwell for an instant on this
portion of my subject in order more clearly to explain the part
it sustains in America. In order to form a clear and precise
idea of the position of the President of the United States it
may be well to compare it with that of one of the constitutional
kings of France. In this comparison I shall pay but little
attention to the external signs of power, which are more apt to
deceive the eye of the observer than to guide his researches.
When a monarchy is being gradually transformed into a republic,
the executive power retains the titles, the honors, the
etiquette, and even the funds of royalty long after its real
authority has disappeared. The English, after having cut off the
head of one king, and expelled another from his throne, were
still wont to address the successors of those princes only upon
their knees. On the other hand, when a republic falls under the
sway of a single man, the demeanor of the sovereign remains as
simple and unpretending as if his authority was not yet
paramount. When the emperors exercised an unlimited control over
the fortunes and the lives of their fellow citizens, it was
customary to call them C'sar in conversation; and they were in
the habit of supping without formality at their friends' houses.
It is therefore necessary to look below the surface.
The sovereignty of the United States is shared between the
Union and the states, while in France it is undivided and
compact; hence arises the first and most notable difference that
exists between the President of the United States and the King
of France. In the United States the executive power is as
limited and exceptional as the sovereignty in whose name it
acts; in France it is as universal as the authority of the
state. The Americans have a Federal and the French a national
government.
This cause of inferiority results from the nature of
things, but it is not the only one; the second in importance is
as follows. Sovereignty may be defined to be the right of making
laws. In France, the King really exercises a portion of the
sovereign power, since the laws have no weight if he refuses to
sanction them; he is, moreover, the executor of all they ordain.
The President is also the executor of the laws; but he does not
really co-operate in making them, since the refusal of his
assent does not prevent their passage. He is not, therefore, a
part of the sovereign power, but only its agent. But not only
does the King of France constitute a portion of the sovereign
power; he also contributes to the nomination of the legislature,
which is the other portion. He participates in it through
appointing the members of one chamber and dissolving the other
at his pleasure; whereas the President of the United States has
no share in the formation of the legislative body and cannot
dissolve it. The King has the same right of bringing forward
measures as the chambers, a right which the President does not
possess. The King is represented in each assembly by his
ministers, who explain his intentions, support his opinions, and
maintain the principles of the government. The President and his
ministers are alike excluded from Congress, so that his
influence and his opinions can only penetrate indirectly into
that great body. The King of France is therefore on an equal
footing with the legislature, which can no more act without him
than he can without it. The President is placed beside the
legislature like an inferior and dependent power.
Even in the exercise of the executive power, properly so
called, the point upon which his position seems to be most
analogous to that of the King of France, the President labors
under several causes of inferiority. The authority of the King
in France has, in the first place, the advantage of duration
over that of the President; and durability is one of the chief
elements of strength nothing is either loved or feared but what
is likely to endure. The President of the United States is a
magistrate elected for four years. The King in France is a
hereditary sovereign.
In the exercise of the executive power the President of
the United States is constantly subject to a jealous
supervision. He may prepare, but he cannot conclude, a treaty;
he may nominate but he cannot appoint, a public officer 15. The
King of France is absolute within the sphere of executive power.
The President of the United States is responsible for his
actions; but the person of the King is declared inviolable by
French law. Nevertheless, public opinion as a directing power is
no less above the head of the one than of the other. This power
is less definite, less evident, and less sanctioned by the laws
in France than in America; but it really exists there. In
America it acts by elections and decrees; in France it proceeds
by revolutions. Thus, notwithstanding the different
constitutions of these two countries, public opinion is the
predominant authority in both of them. The principle of
legislation, a principle essentially republican, is the same in
both countries, although its developments may be more or less
free and its consequences different. Thus I am led to conclude
that France with its King is nearer akin to a republic than the
Union with its President is to a monarchy.
In all that precedes I have touched only upon the main
points of distinction; if I could have entered into details, the
contrast would have been still more striking.
I have remarked that the authority of the President in the
United States is only exercised within the limits of a partial
sovereignty, while that of the King in France is undivided. I
might have gone on to show that the power of the King's
government in France exceeds its natural limits, however
extensive these may be, and penetrates in a thousand different
ways into the administration of private interests. Among the
examples of this influence may be quoted that which results from
the great number of public functionaries, who all derive their
appointments from the executive government. This number now
exceeds all previous limits; it amounts to 138,000 16
nominations, each of which may be considered as an element of
power. The President of the United States has not the exclusive
right of making any public appointments, and their whole number
scarcely exceeds 12,000.17
ACCIDENTAL CAUSES WHICH MAY INCREASE THE INFLUENCE OF
EXECUTIVE GOVERNMENT. External security of the Union-Army of six
thousand men--Few ships--The President has great prerogatives,
but no opportunity of exercising them--In the prerogatives which
he does exercise he is weak.
IF the executive government is feebler in America than in
France the cause is perhaps more attributable to the
circumstances than to the laws of the country.
It is chiefly in its foreign relations that the executive
power of a nation finds occasion to exert its skill and its
strength. If the existence of the Union were perpetually
threatened, if its chief interests were in daily connection with
those of other powerful nations, the executive government would
assume an increased importance in proportion to the measures
expected of it and to those which it would execute. The
President of the United States, it is true, is the
commander-in-chief of the army, but the army is composed of only
six thousand men; he commands the fleet, but the fleet reckons
but few sail; he conducts the foreign relations of the Union but
the United States is a nation without neighbors. Separated from
the rest of the world by the ocean, and too weak as yet to aim
at the dominion of the seas, it has no enemies, and its
interests rarely come into contact with those of any other
nation of the globe. This proves that the practical operation of
the government must not be judged by the theory of its
constitution. The President of the United States possesses
almost royal prerogatives, which he has no opportunity of
exercising; and the privileges which he can at present use are
very circumscribed. The laws allow him to be strong, but
circumstances keep him weak.
On the other hand, the great strength of the loyal
prerogative in France arises from circumstances far more than
from the laws. There the executive government is constantly
struggling against immense obstacles, and has immense resources
in order to overcome them; so that it is enlarged by the extent
of its achievements, and by the importance of the events it
controls, without modifying its constitution. If the laws had
made it as feeble and as circumscribed as that of the American
Union, its influence would soon become still more preponderant.
WHY THE PRESIDENT OF THE UNITED STATES DOES NOT NEED A
MAJORITY IN THE TWO HOUSES IN ORDER TO CARRY ON THE GOVERNMENT
IT is an established axiom in Europe that a constitutional
king cannot govern when opposed by the two branches of the
legislature. But several Presidents of the United States have
been known to lose the majority in the legislative body without
being obliged to abandon the supreme power and without
inflicting any serious evil upon society. I have heard this fact
quoted to prove the independence and the power of the executive
government in America; a moment's reflection will convince us,
on the contrary, that it is a proof of its weakness.
A king in Europe requires the support of the legislature
to enable him to perform the duties imposed upon him by the
constitution, because those duties are enormous. A
constitutional king in Europe is not merely the executor of the
law, but the execution of its provisions devolves so completely
upon him that he has the power of paralyzing its force if it
opposes his designs. He requires the assistance of the
legislative assemblies to make the law, but those assemblies
need his aid to execute it. These two authorities cannot
function without each other, and the mechanism of government is
stopped as soon as they are at variance.
In America the President cannot prevent any law from being
passed, nor can he evade the obligation of enforcing it. His
sincere and zealous co-operation is no doubt useful in carrying
on public affairs, but is not indispensable. In all his
important acts he is directly or indirectly subject to the
legislature, and of his own free authority he can do but little.
It is therefore his weakness, and not his power, that enables
him to remain in opposition to Congress. In Europe harmony must
reign between the crown and the legislature, because a collision
between them may prove serious; in America this harmony is not
indispensable, because such a collision is impossible.
ELECTION OF THE PRESIDENT. The dangers of the elective
system increase in proportion to the extent of the
prerogative--This system possible in America because no powerful
executive authority is required--How circumstances favor the
establishment of the elective system--Why the election of the
President does not change the principles of the
government--Influence of the election of the President on
secondary functionaries.
THE dangers of the system of election, applied to the
chief of the executive government of a great people, have been
sufficiently exemplified by experience and by history. I wish to
speak of them in reference to America alone.
These dangers may be more or less formidable in proportion
to the place that the executive power occupies and to the
importance it possesses in the state; and they may vary
according to the mode of election and the circumstances in which
the electors are placed The most weighty argument against the
election of a chief magistrate is that it offers so splendid a
lure to private ambition and is so apt to inflame men in the
pursuit of power that when legitimate means are wanting, force
may not infrequently seize what right denies. It IS clear that
the greater the prerogatives of executive authority are, the
greater is the temptation; the more the ambition of the
candidates is excited, the more warmly are their interests
espoused by a throng of partisans who hope to share the power
when their patron has won the prize. The dangers of the elective
system increase, therefore, in the exact ratio of the influence
exercised by the executive power in the affairs of the state The
revolutions of Poland are attributable not solely to the
elective system in general, but to the fact that the elected
monarch was the sovereign of a powerful kingdom.
Before we can discuss the absolute advantages of the
elective system, we must make preliminary inquiries as to
whether the geographical position, the laws, the habits, the
customs, and the opinions of the people among whom it is to be
introduced will permit the establishment of a weak and dependent
executive government; for to attempt to render the
representative of the state a powerful sovereign, and at the
same time elective, is, in my opinion, to entertain two
incompatible designs. To reduce hereditary royalty to the
condition of an elective authority, the only means that I am
acquainted with are to circumscribe its sphere of action
beforehand, gradually to diminish its prerogatives, and to
accustom the people by degrees to live without its protection.
But this is what the republicans of Europe never think of doing
as many of them hate tyranny only because they are exposed to
its severity, it is oppression and not the extent of the
executive power that excites their hostility; and they attack
the former without perceiving how nearly it is connected with
the latter.
Hitherto no citizen has cared to expose his honor and his
life in order to become the President of the United States,
because the power of that office is temporary, limited, and
subordinate. The prize of fortune must be great to encourage
adventurers in so desperate a game. No candidate has as yet been
able to arouse the dangerous enthusiasm or the passionate
sympathies of the people in his favor, for the simple reason
that when he is at the head of the government, he has but little
power, little wealth, and little glory to share among his
friends; and his influence in the state is too small for the
success or the ruin of a faction to depend upon his elevation to
power.
The great advantage of hereditary monarchies is that, as
the private interest of a family is always intimately connected
with the interests of the state, these state interests are never
neglected for a moment, and if the affairs of a monarchy are not
better conducted than those of a republic, at least there is
always someone to conduct them, well or ill, according to his
capacity. In elective states, on the contrary, the wheels of
government cease to act, as it were, of their own accord at the
approach of an election, and even for some time previous to that
event. The laws may, indeed, accelerate the operation of the
election, which may be conducted with such simplicity and
rapidity that the seat of power will never be left vacant, but
notwithstanding these precautions, a break necessarily occurs in
the minds of the people.
At the approach of an election the head of the executive
government thinks only of the struggle that is coming on; he no
longer has anything to look forward to; he can undertake nothing
new, and he will only prosecute with indifference those designs
which another will perhaps terminate. "I am so near the time of
my retirement from office," said President Jefferson, on January
21, 1809, six weeks before the election [sic; actually, six
weeks before he left office], "that I feel no passion, I take no
part, I express no sentiment. It appears to me just to leave to
my successor the commencement of those measures which he will
have to prosecute, and for which he will be responsible." On the
other hand, the eyes of the nation are centered on a single
point; all are watching the gradual birth of so important an
event.
The wider the influence of the executive power extends,
the greater and the more necessary is its constant action, the
more fatal is the term of suspense; and a nation that is
accustomed to the government or, still more, one used to the
administration of a powerful executive authority would be
infallibly convulsed by an election. In the United States the
action of the government may be slackened with impunity, because
it is always weak and circumscribed.
One of the principal vices of the elective system is that
it always introduces a certain degree of instability into the
internal and external policy of the state. But this disadvantage
is less acutely felt if the share of power vested in the elected
magistrate is small. In Rome the principles of the government
underwent no variation although the consuls were changed every
year, because the Senate, which was a hereditary assembly,
possessed the directing authority. In most of the European
monarchies, if the king were elective, the kingdom would be
revolutionized at every new election. In America the President
exercises a certain influence on state affairs, but he does not
conduct them; the preponderating power is vested in the
representatives of the whole nation. The political maxims of the
country depend, therefore, on the mass of the people, not on the
President alone; and consequently in America the elective system
has no very prejudicial influence on the fixity of the
government. But the want of fixed principles is an evil so
inherent in the elective system that it is still very
perceptible in the narrow sphere to which the authority of the
President extends.
The Americans have admitted that the head of the executive
power, in order to discharge his duty and bear the whole weight
of responsibility, ought to be free to choose his own agents and
to remove them at pleasure; the legislative bodies watch the
conduct of the President more than they direct it. The
consequence is that at every new election the fate of all the
Federal public officers is in suspense. It is sometimes made a
subject of complaint that in the constitutional monarchies of
Europe the fate of the humbler servants of an administration
often depends upon that of the ministers. But in elective
governments this evil is far greater; and the reason therefor is
very obvious. In a constitutional monarchy successive ministries
are rapidly formed; but as the principal representative of the
executive power is never changed, the spirit of innovation is
kept within bounds; the changes that take place are in the
details of the administrative system rather than in its
principles; but to substitute one system for another, as is done
in America every four years by law, is to cause a sort of
revolution. As to the misfortunes which may fall upon
individuals in consequence of this state of things, it must be
allowed that the uncertain tenure of the public offices does not
produce the evil consequences in America which might be expected
from it elsewhere. It is so easy to acquire an independent
position in the United States that the public officer who loses
his place may be deprived of the comforts of life, but not of
the means of subsistence.
I remarked at the beginning of this chapter that the
dangers of the elective system, applied to the head of the
state, are augmented or decreased by the peculiar circumstances
of the people which adopts it. However the functions of the
executive power may be restricted, it must always exercise a
great influence upon the foreign policy of the country; for a
negotiation cannot be opened or successfully carried on
otherwise than by a single agent. The more precarious and the
more perilous the position of a people becomes, the more
absolute is the want of a fixed and consistent external policy,
and the more dangerous does the system of electing the chief
magistrate become. The policy of the Americans in relation to
the whole world is exceedingly simple; and it may almost be said
that nobody stands in need of them, nor do they stand in need of
anybody. Their independence is never threatened. In their
present condition, therefore, the functions of the executive
power are no less limited by circumstances than by the laws and
the President may frequently change his policy without involving
the state in difficulty or destruction.
Whatever the prerogatives of the executive power may be,
the period which immediately precedes an election, and that
during which the election is taking place, must always be
considered as a national crisis, which is perilous in proportion
to the internal embarrassments and the external dangers of the
country. Few of the nations of Europe could escape the
calamities of anarchy or of conquest every time they might have
to elect a new sovereign. In America society is so constituted
that it can stand without assistance upon its own basis; nothing
is to be feared from the pressure of external dangers; and the
election of the President is a cause of agitation, but not of
ruin.
MODE OF ELECTION. Skill of the American legislators shown
in the mode of election adopted by them--Creation of a special
electoral body--Separate votes of these electors--Case in which
the House of Representatives is called upon to choose the
President--Results of the twelve elections that have taken place
since the Constitution was established.
BESIDES the dangers that are inherent in the system, many
others may arise from the mode of election; but these may be
obviated by the precautions of the legislator. When a people met
in arms on some public spot to choose its head, it was exposed
to all the chances of civil war resulting from such a mode of
proceeding besides the dangers of the elective system in itself.
The Polish laws, which subjected the election of the sovereign
to the veto of a single individual, suggested the murder of that
individual or prepared the way for anarchy.
In the examination of the institutions and the political
as well as social condition of the United States we are struck
by the admirable harmony of the gifts of fortune and the efforts
of man. That nation possessed two of the main causes of internal
peace it was a new country, but it was inhabited by a people
grown old in the exercise of freedom. Besides, America had no
hostile neighbors to dread; and the American legislators,
profiting by these favorable circumstances, created a weak and
subordinate executive power, which could without danger be made
elective.
It then remained for them only to choose the least
dangerous of the various modes of election; and the rules that
they laid down upon this point admirably correspond to the
securities which the physical and political constitution of the
country already afforded Their object was to find the mode of
election that would best express the choice of the people with
the least possible excitement and suspense. It was admitted, in
the first place, that the simple majority should decide the
point; but the difficulty was to obtain this majority without an
interval of delay, which it was most important to avoid. It
rarely happens that an individual can receive at the first trial
a majority of the suffrages of a great people; and this
difficulty is enhanced in a republic of confederate states,
where local influences are far more developed and more powerful.
The means by which it was proposed to obviate this second
obstacle was to delegate the electoral powers of the nation to a
body that should represent it. This mode of election rendered a
majority more probable; for the fewer the electors are, the
greater is the chance of their coming to an agreement. It also
offered an additional probability of a judicious choice. It then
remained to be decided whether this right of election was to be
entrusted to the legislature itself, the ordinary representative
of the nation, or whether a special electoral college should be
formed for the sole purpose of choosing a President. The
Americans chose the latter alternative, from a belief that those
who were chosen only to make the laws would represent but
imperfectly the wishes of the nation in the election of its
chief magistrate; and that, as they are chosen for more than a
year, the constituency they represented might have changed its
opinion in that time. It was thought that if the legislature was
empowered to elect the head of the executive power, its members
would, for some time before the election, be exposed to the
maneuvers of corruption and the tricks of intrigue; whereas the
special electors would, like a jury, remain mixed up with the
crowd till the day of action, when they would appear for a
moment only to give their votes.
It was therefore determined that every state should name a
certain number of electors,18 who in their turn should elect the
President; and as it had been observed that the assemblies to
which the choice of a chief magistrate had been entrusted in
elective countries inevitably became the centers of passion and
cabal; that they sometimes usurped powers which did not belong
to them, and that their proceedings, or the uncertainty which
resulted from them, were sometimes prolonged so much as to
endanger the welfare of the state, it was determined that the
electors should all vote on the same day, without being convoked
to the same place.19 This double election rendered a majority
probable, though not certain; for it was possible that the
electors might not, any more than their constituents, come to an
agreement. In that case it would be necessary to have recourse
to one of three measures: either to appoint new electors, or to
consult a second time those already appointed, or to give the
election to another authority. The first two of these
alternatives, independently of the uncertainty of their results,
were likely to delay the final decision and to perpetuate an
agitation which must always be accompanied with danger. The
third expedient was therefore adopted, and it was agreed that
the votes should be transmitted sealed, to the president of the
Senate, and that they should be opened and counted on an
appointed day, in the presence of the Senate and the House of
Representatives. If none of the candidates has received a
majority, the House of Representatives then proceeds immediately
to elect the President, but with the condition that it must fix
upon one of the three candidates who have the highest number of
votes in the electoral college.20
Thus it is only in case of an event which cannot often
happen, and which can never be foreseen, that the election is
entrusted to the ordinary representatives of the nation; and
even then, they are obliged to choose a citizen who has already
been designated by a powerful minority of the special electors.
It is by this happy expedient that the respect due to the
popular voice is combined with the utmost celerity of execution,
and with those precautions which the interests of the country
demand. But the decision of the question by the House of
Representatives does not necessarily offer an immediate solution
of the difficulty; for the majority of that assembly may still
be doubtful, and in that case the Constitution prescribes no
remedy. Nevertheless, by restricting the number of candidates to
three, and by referring the matter to the judgment of an
enlightened public body, it has smoothed all the obstacles 21
that are not inherent in the elective system itself.
In the forty-four years that have elapsed since the
promulgation of the Federal Constitution, the United States have
twelve times chosen a President. Ten of these elections took
place at once by the simultaneous votes of the special electors
in the different states. The House of Representatives has only
twice exercised its conditional privilege of deciding in cases
of uncertainty: the first time was at the election of Mr.
Jefferson in 1801; the second was in 1825, when Mr. J. Quincy
Adams was named.
CRISIS OF THE ELECTION. The election may be considered as
a moment of national crisis--Why?--Passions of the
people-Anxiety of the President--Calm which succeeds the
agitation of the election.
I HAVE shown what the circumstances are that favored the
adoption of the elective system in the United States and what
precautions were taken by the legislators to obviate its
dangers. The Americans are accustomed to all kinds of elections;
and they knew by experience the utmost degree of excitement
which is compatible with security. The vast extent of the
country and the dissemination of the inhabitants render a
collision between parties less probable and less dangerous there
than elsewhere. The political circumstances under which the
elections have been carried on have not as yet caused any real
danger. Still, the epoch of the election of the President of the
United States may be considered as a crisis in the affairs of
the nation.
The influence which the President exercises on public
business is no doubt feeble and indirect; but the choice of the
President though of small importance to each individual citizen,
concerns the citizens collectively; and however trifling an
interest may be, it assumes a great degree of importance as soon
as it becomes general. In comparison with the kings of Europe,
the President possesses but few means of creating partisans; but
the places that are at his disposal are sufficiently numerous to
interest, directly or indirectly, several thousand electors in
his success. Moreover, political parties in the United States
are led to rally round an individual in order to acquire a more
tangible shape in the eyes of the crowd, and the name of the
candidate for the Presidency is put forward as the symbol and
personification of their theories. For these reasons parties are
strongly interested in winning the election, not so much with a
view to the triumph of their principles under the auspices of
the President elect as to show by his election that the
supporters of those principles now form the majority. For a long
while before the appointed time has come, the election becomes
the important and, so to speak, the all-engrossing topic of
discussion. Factional ardor is redoubled, and all the artificial
passions which the imagination can create in a happy and
peaceful land are agitated and brought to light. The President,
moreover, is absorbed by the cares of self-defense. He no longer
governs for the interest of the state, but for that of his
re-election; he does homage to the majority, and instead of
checking its passions, as his duty commands, he frequently
courts its worst caprices. As the election draws near, the
activity of intrigue and the agitation of the populace increase;
the citizens are divided into hostile camps, each of which
assumes the name of its favorite candidate; the whole nation
glows with feverish excitement, the election is the daily theme
of the press, the subject of private conversation, the end of
every thought and every action, the sole interest of the
present. It is true that as soon as the choice is determined,
this ardor is dispelled, calm returns, and the river, which had
nearly broken its banks, sinks to its usual level; but who can
refrain from astonishment that such a storm should have arisen?
RE-ELECTION OF THE PRESIDENT. When the head of the
executive is re-eligible, it is the state that is the source of
intrigue and corruption--The desire to be re-elected is the
chief aim of a President of the United States--Disadvantage of
the re-election peculiar to America--The natural evil of
democracy is that it gradually subordinate.s all authority to
the slightest desires of the majority--The re-election of the
President encourages this evil.
WERE the legislators of the United States right or wrong
in allowing the re-election of the President? At first sight is
seems contrary to all reason to prevent the head of the
executive power from being elected a second time. The influence
that the talents and the character of a single individual may
exercise upon the fate of a whole people, especially in critical
circumstances or arduous times, is well known. A law preventing
the re-election of the chief magistrate would deprive the
citizens of their best means of ensuring the prosperity and the
security of the commonwealth; and by a singular inconsistency, a
man would be excluded from the government at the very time when
he had proved his ability to govern well.
But if these arguments are strong, perhaps still more
powerful reasons may be advanced against them. Intrigue and
corruption are the natural vices of elective government; but
when the head of the state can be re-elected, these evils rise
to a great height and compromise the very existence of the
country. When a simple candidate seeks to rise by intrigue, his
maneuvers must be limited to a very narrow sphere; but when the
chief magistrate enters the lists, he borrows the strength of
the government for his own purposes. In the former case the
feeble resources of an individual are in action; in the latter
the state itself, with its immense influence, is busied in the
work of corruption and cabal. The private citizen who employs
culpable practices to acquire power can act in a manner only
indirectly prejudicial to the public prosperity. But if the
representative of the executive descends into the combat, the
cares of government dwindle for him into second-rate importance,
and the success of his election is his first concern. All public
negotiations, as well as all laws, are to him nothing more than
electioneering schemes; places become the reward of services
rendered, not to the nation, but to its chief; and the influence
of the government, if not injurious to the country, is at least
no longer beneficial to the community for which it was created.
It is impossible to consider the ordinary course of
affairs in the United States without perceiving that the desire
to be re-elected is the chief aim of the President; that the
whole policy of his administration, and even his most
indifferent measures, tend to this object; and that, especially
as the crisis approaches, his personal interest takes the place
of his interest in the public good. The principle of
re-eligibility renders the corrupting influence of elective
government still more extensive and pernicious. It tends to
degrade the political morality of the people and to substitute
management and intrigue for patriotism.
In America it injures still more directly the very sources
of national existence. Every government seems to be afflicted by
some evil inherent in its nature, and the genius of the
legislator consists in having a clear view of this evil. A state
may survive the influence of a host of bad laws, and the
mischief they cause is frequently exaggerated; but a law that
encourages the growth of the canker within must prove fatal in
the end, although its bad consequences may not be immediately
perceived.
The principle of destruction in absolute monarchies lies
in the unlimited and unreasonable extension of the royal power,
and a measure tending to remove the constitutional provisions
that counterbalance this influence would be radically bad even
if its immediate consequences were unattended with evil. By
parity of reasoning, in countries governed by a democracy, where
the people is perpetually drawing all authority to itself, the
laws that increase or accelerate this action directly attack the
very principle of the government.
The greatest merit of the American legislators is that
they clearly discerned this truth and had the courage to act up
to it. They conceived that a certain authority above the body of
the people was necessary, which should enjoy a degree of
independence in its sphere without being entirely beyond the
popular control; an authority which would be forced to comply
with the permanent determinations of the majority, but which
would be able to resist its caprices and refuse its most
dangerous demands. To this end they centered the whole executive
power of the nation in a single arm; they granted extensive
prerogatives to the President and armed him with the veto to
resist the encroachments of the legislature.
But by introducing the principle of re-election they
partly destroyed their work; they conferred on the President a
great power, but made him little inclined to use it. If
ineligible a second time, the President would not be independent
of the people, for his responsibility would not cease; but the
favor of the people would not be so necessary to him as to
induce him to submit in every respect to its desires. If
re-eligible (and this is especially true at the present day,
when political morality is relaxed and when great men are rare),
the President of the United States becomes an easy tool in the
hands of the majority. He adopts its likings and its
animosities, he anticipates its wishes, he forestalls its
complaints, he yields to its idlest cravings, and instead of
guiding it, as the legislature intended that he should do, he
merely follows its bidding. Thus, in order not to deprive the
state of the talents of an individual, those talents have been
rendered almost useless, and to retain an expedient for
extraordinary perils, the country has been exposed to continual
dangers.
FEDERAL COURTS OF JUSTICE.22 Political importance of the
judiciary in the United States--Difficulty of treating this
subject --Utility of judicial power in confederations--What
tribunals could be introduced into the Union--Necessity of
establishing Federal courts of justice--Organization of the
national judiciary--The Supreme Court--In what it differs from
all other tribunals.
I HAVE examined the legislative and executive power of the
Union, and the judicial power now remains to be considered; but
here I cannot conceal my fears from the reader. Their judicial
institutions exercise a great influence on the condition of the
Anglo- Americans, and they occupy a very important place among
political institutions, properly so called: in this respect they
are peculiarly deserving of our attention. But I am at a loss
how to explain the political action of the American tribunals
without entering into some technical details respecting their
constitution and their forms of proceeding; and I cannot descend
to these minutiae without wearying the reader by the natural
dryness of the subject. Yet how can I be clear and at the same
time brief? I can scarcely hope to escape these different evils.
Ordinary readers will complain that I am tedious, lawyers that I
am too concise. But these are the natural disadvantages of my
subject, and especially of the point that I am now to discuss.
The great difficulty was, not to know how to constitute
the Federal government, but to find out a method of enforcing
its laws. Governments have generally but two means of overcoming
the opposition of the governed: namely, the physical force that
is at their own disposal, and the moral force that they derive
from the decisions of the courts of justice.
A government which should have no other means of exacting
obedience than open war must be very near its ruin, for one of
two things would then probably happen to it. If it was weak and
temperate, it would resort to violence only at the last
extremity and would connive at many partial acts of
insubordination; then the state would gradually fall into
anarchy. If it was enterprising and powerful, it would every day
have recourse to physical strength, and thus would soon fall
into a military despotism. Thus its activity and its inertness
would be equally prejudicial to the community.
The great end of justice is to substitute the notion of
right for that of violence and to place a legal barrier between
the government and the use of physical force. It is a strange
thing, the authority that is accorded to the intervention of a
court of justice by the general opinion of mankind! It clings
even to the mere formalities of justice, and gives a bodily
influence to the mere shadow of the law. The moral force which
courts of justice possess renders the use of physical force very
rare and is frequently substituted for it; but if force proves
to be indispensable, its power is doubled by the association of
the idea of law.
A federal government stands in greater need than any other
of the support of judicial institutions, because it is naturally
weak and exposed to formidable opposition.23 If it were always
obliged to resort to violence in the first instance, it could
not fulfill its task. The Union, therefore, stood in special
need of a judiciary to make its citizens obey the laws and to
repel the attacks that might be directed against them. But what
tribunals were to exercise these privileges? Were they to be
entrusted to the courts of justice which were already organized
in every state? Or was it necessary to create Federal courts? It
may easily be proved that the Union could not adapt to its wants
the judicial power of the states. The separation of the
judiciary from the other powers of the state is necessary for
the security of each and the liberty of all. But it is no less
important to the existence of the nation that the several powers
of the state should have the same origin, follow the same
principles, and act in the same sphere; in a word, that they
should be correlative and homogeneous. No one, I presume, ever
thought of causing offenses committed in France to be tried by a
foreign court of justice in order to ensure the impartiality of
the judges. The Americans form but one people in relation to
their Federal government; but in the bosom of this people divers
political bodies have been allowed to exist, which are dependent
on the national government in a few points and independent in
all the rest, which have all a distinct origin, maxims peculiar
to themselves, and special means of carrying on their affairs.
To entrust the execution of the laws of the Union to tribunals
instituted by these political bodies would be to allow foreign
judges to preside over the nation. Nay, more; not only is each
state foreign to the Union at large, but it is a perpetual
adversary, since whatever authority the Union loses turns to the
advantage of the states. Thus, to enforce the laws of the Union
by means of the state tribunals would be to allow not only
foreign, but partial judges to preside over the nation.
But the number, still more than the mere character, of the
state tribunals made them unfit for the service of the nation.
When the Federal Constitution was formed, there were already
thirteen courts of justice in the United States which decided
causes without appeal. That number has now increased to
twenty-four. To suppose that a state can exist when its
fundamental laws are subjected to four-and-twenty different
interpretations at the same time is to advance a proposition
contrary alike to reason and to experience.
The American legislators therefore agreed to create a
Federal judicial power to apply the laws of the Union and to
determine certain questions affecting general interests, which
were carefully defined beforehand. The entire judicial power of
the Union was centered in one tribunal, called the Supreme Court
of the United States. But to facilitate the expedition of
business, inferior courts were added to it, which were empowered
to decide causes of small importance without appeal, and, with
appeal, causes of more magnitude. The members of the Supreme
Court are appointed neither by the people nor by the
legislature, but by the President of the United States, acting
with the advice of the Senate. In order to render them
independent of the other authorities, their office was made
inalienable; and it was determined that their salary, when once
fixed, should not be diminished by the legislature.24 It was
easy to proclaim the principle of a Federal judiciary, but
difficulties multiplied when the extent of its jurisdiction was
to be determined.
MEANS OF DETERMINING THE JURISDICTION OF THE FEDERAL
COURTS. of determining the jurisdiction of the different courts
of justice in confederations--The courts of the Union obtained
the right of fixing their own jurisdiction--In what respects
this rule attacks the portion of sovereignty reserved to the
several states--The sovereignty of these states restricted by
the laws and by the interpretation of the laws--Danger thus
incurred by the several states more apparent than real.
As the Constitution of the United States recognized two
distinct sovereignties, in presence of each other, represented
in a judicial point of view by two distinct classes of courts of
justice, the utmost care taken in defining their separate
jurisdictions would have, been insufficient to prevent frequent
collisions between those tribunals. The question then arose to
whom the right of deciding the competency of each court was to
be referred.
In nations that constitute a single body politic, when a
question of jurisdiction is debated between two courts, a third
tribunal is generally within reach to decide the difference; and
this is effected without difficulty because in these nations
questions of judicial competence have no connection with
questions of national sovereignty. But it was impossible to
create an arbiter between a superior court of the Union and the
superior court of a separate state, which would not belong to
one of these two classes. It was therefore necessary to allow
one of these courts to judge its own cause and to take or to
retain cognizance of the point that was contested. To grant this
privilege to the different courts of the states would have been
to destroy the sovereignty of the Union de facto, after having
established it de jure; for the interpretation of the
Constitution would soon have restored to the states that portion
of independence of which the terms of the Constitution deprived
them. The object of creating a Federal tribunal was to prevent
the state courts from deciding, each after its own fashion,
questions affecting the national interests, and so to form a
uniform body of jurisprudence for the interpretation of the laws
of the Union. This end would not have been attained if the
courts of the several states, even while they abstained from
deciding cases avowedly Federal in their nature, had been able
to decide them by pretending that they were not Federal. The
Supreme Court of the United States was therefore invested with
the right of determining all questions of jurisdiction.25
This was a severe blow to the sovereignty of the states,
which was thus restricted not only by the laws, but by the
interpretation of them, by one limit which was known and by
another which was unknown, by a rule which was certain and one
which was arbitrary. It is true, the Constitution had laid down
the precise limits of the Federal supremacy; but whenever this
supremacy is contested by one of the states, a Federal tribunal
decides the question. Nevertheless, the dangers with which the
independence of the states is threatened by this mode of
proceeding are less serious than they appear to be. We shall see
hereafter that in America the real power is vested in the states
far more than in the Federal government. The Federal judges are
conscious of the relative weakness of the power in whose name
they act; and they are more inclined to abandon the right of
jurisdiction in cases where the law gives it to them than to
assert a privilege to which they have no legal claim.
DIFFERENT CASES OF JURISDICTION. The matter and the party
are the first conditions of the Federal jurisdiction--Suits in
which ambassadors are engaged--Or the Union--Or a separate state
--By whom tried--Causes resulting from the laws of the Union
--Why judged by the Federal tribunals--Causes relating to the of
contracts tried by the Federal courts-Consequences of this
arrangement.
AFTER establishing the competence of the Federal courts
the legislators of the Union defined the cases that should come
within their jurisdiction. It was determined, on the one hand,
that certain parties must always be brought before the Federal
courts, without regard to the special nature of the suit; and,
on the other, that certain causes must always be brought before
the same courts, no matter who were the parties to them. The
party and the cause were therefore admitted to be the two bases
of Federal jurisdiction.
Ambassadors represent nations in amity with the Union, and
whatever concerns these personages concerns in some degree the
whole Union. When an ambassador, therefore, is a party in a
suit, its issue affects the welfare of the nation, and a Federal
tribunal is naturally called upon to decide it.
The Union itself may be involved in legal proceedings, and
in this case it would be contrary to reason and to the customs
of all nations to appeal to a tribunal representing any other
sovereignty than its own; the Federal courts alone, therefore,
take cognizance of these affairs.
When two parties belonging to two different states are
engaged in a suit, the case cannot with propriety be brought
before a court of either state. The surest expedient is to
select a tribunal which can excite the suspicions of neither
party, and this is naturally a Federal court.
When the two parties are not private individuals, but
states, an important political motive is added to the same
consideration of equity. The quality of the parties, in this
case, gives a national importance to all their disputes; and the
most trifling litigation between two states may be said to
involve the peace of the whole Union.26
The nature of the cause frequently prescribes the rule of
competency. Thus, all questions which concern maritime affairs
evidently fall under the cognizance of the Federal tribunals.27
Almost all these questions depend on the interpretation of the
law of nations, and in this respect they essentially interest
the Union in relation to foreign powers. Moreover, as the sea is
not included within the limits of any one state jurisdiction
rather than another, only the national courts can hear causes
which originate in maritime affairs.
The Constitution comprises under one head almost all the
cases which by their very nature come before the Federal courts.
The rule that it lays down is simple, but pregnant with an
entire system of ideas and with a multitude of facts. It
declares that the judicial power of the Supreme Court shall
extend to all cases in law and equity arising under the laws of
the United States.
Two examples will put the intention of the legislator in
the clearest light.
The Constitution prohibits the states from making laws on
the value and circulation of money. If, notwithstanding this
prohibition, a state passes a law of this kind, with which the
interested parties refuse to comply because it is contrary to
the Constitution, the case must come before a Federal court,
because it arises under the laws of the United States. Again, if
difficulties arise in the levying of import duties that have
been voted by Congress, the Federal court must decide the case,
because it arises under the interpretation of a law of the
United States.
This rule is in perfect accordance with the fundamental
principles of the Federal Constitution. The Union, as it was
established in 1789, possesses, it is true, a limited
sovereignty; but it was intended that within its limits it
should form one and the same people.28 Within those limits the
Union is sovereign. When this point is established and admitted,
the inference is easy, for if it is acknowledged that the United
States, within the bounds prescribed by their Constitution,
constitute but one people, it is impossible to refuse them the
rights which belong to other nations. But it has been allowed,
from the origin of society, that every nation has the right of
deciding by its own courts those questions which concern the
execution of its own laws. To this it is answered that the Union
is in such a singular position that in relation to some matters
it constitutes but one people, and in relation to all the rest
it is a nonentity. But the inference to be drawn is that in the
laws relating to these matters the Union possesses all the
rights of absolute sovereignty. The difficulty is to know what
these matters are; and when once it is settled ( and in speaking
of the means of determining the jurisdiction of the Federal
courts I have shown how it was settled ), no further doubt can
arise; for as soon as it is established that a suit is
Federal--that is to say, that it belongs to the share of
sovereignty reserved by the Constitution to the Union --the
natural consequence is that it should come within the
jurisdiction of a Federal court.
Whenever the laws of the United States are attacked, or
whenever they are resorted to in self-defense, the Federal
courts must be appealed to. Thus the jurisdiction of the
tribunals of the Union extends and narrows its limits exactly in
the same ratio as the sovereignty of the Union augments or
decreases. I have shown that the principal aim of the
legislators of 1789 was to divide the sovereign authority into
two parts. In the one they placed the control of all the general
interests of the Union, in the other the control of the special
interests of its component states. Their chief concern was to
arm the Federal government with sufficient power to enable it to
resist, within its sphere, the encroachments of the several
states. As for these communities, the general principle of
independence within certain limits of their own was adopted on
their behalf; there the central government cannot control, nor
even inspect, their conduct. In speaking of the division of
authority, I observed that this latter principle had not always
been respected, since the states are prevented from passing
certain laws which apparently belong to their own particular
sphere of interest When a state of the Union passes a law of
this kind, the citizens who are injured by its execution can
appeal to the Federal courts.
Thus the jurisdiction of the Federal courts extends, not
only to all the cases which arise under the laws of the Union,
but also to those which arise under laws made by the several
states in opposition to the Constitution. The states are
prohibited from making ex posto facto laws in criminal cases;
and any person condemned by virtue of a law of this kind can
appeal to the judicial power of the Union. The states are
likewise prohibited from making laws that may impair the
obligation of contracts.29 If a citizen thinks that an
obligation of this kind is impaired by a law passed in his
state, he may refuse to obey it and may appeal to the Federal
courts.30
This provision appears to me to be the most serious attack
upon the independence of the states. The rights accorded to the
Federal government for purposes obviously national are definite
and easily understood; but those with which this clause invests
it are neither clearly appreciable nor accurately defined. For
there are many political laws that affect the existence of
contracts, which might thus furnish a pretext for the
encroachments of the central authority.
PROCEDURE OF THE FEDERAL COURTS. Natural weakness of the
judicial power in confederations--Legislators ought, as much as
possible, to bring private individuals, and not states, before
the Federal courts--How the Americans have succeeded in this--
Direct prosecution of private individuals in the Federal courts
--Indirect prosecution of the states which violate the laws of
the Union--The decrees of the Supreme Court enervate, but do not
destroy, state laws.
I HAVE shown what the rights of the Federal courts are,
and it is no less important to show how they are exercised. The
irresistible authority of justice in countries in which the
sovereignty is undivided is derived from the fact that the
tribunals of those countries represent the entire nation at
issue with the individual against whom their decree is directed,
and the idea of power is thus introduced to corroborate the idea
of right. But it is not always so in countries in which the
sovereignty is divided, in them the judicial power is more
frequently opposed to a fraction of the nation than to an
isolated individual, and its moral authority and physical
strength are consequently diminished. In Federal states the
power of the judge is naturally decreased and that of the
justiciable parties is augmented. The aim of the legislator in
confederate states ought therefore to be to render the position
of the courts of justice analogous to that which they occupy in
countries where the sovereignty is undivided, in other words,
his efforts ought constantly to tend to maintain the judicial
power of the confederation as the representative of the nation,
and the justiciable party as the representative of an individual
interest.
Every government, whatever may be its constitution,
requires the means of constraining its subjects to discharge
their obligations and of protecting its privileges from their
assaults As far as the direct action of the government on the
community is concerned, the Constitution of the United States
contrived, by a master stroke of policy, that the Federal
courts, acting in the name of the laws, should take cognizance
only of parties in an individual capacity. For, as it had been
declared that the Union consisted of one and the same people
within the limits laid down by the Constitution, the inference
was that the government created by this Constitution, and acting
within these limits, was invested with all the privileges of a
national government, of which one of the principal is the right
of transmitting its injunctions directly to the private citizen.
When, for instance, the Union votes an impost, it does not apply
to the states for the levying of it, but to every American
citizen, in proportion to his assessment. The Supreme Court,
which is empowered to enforce the execution of this law of the
Union, exerts its influence not upon a refractory state, but
upon the private taxpayer; and, like the judicial power of other
nations, it acts only upon the person of an individual. It is to
be observed that the Union chose its own antagonist; and as that
antagonist is feeble, he is naturally worsted.
But the difficulty increases when the proceedings are not
brought forward by, but against the Union. The Constitution
recognizes the legislative power of the states; and a law
enacted by that power may violate the rights of the Union. In
this case a collision is unavoidable between that body and the
state which has passed the law, and it only remains to select
the least dangerous remedy. The general principles that I have
before established show what this remedy is.31
It may be conceived that in the case under consideration
the Union might have sued the state before a Federal court,
which would have annulled the act; this would have been the most
natural proceeding. But the judicial power would thus have been
placed in direct opposition to the state, and it was desirable
to avoid this predicament as much as possible. The Americans
hold that it is nearly impossible that a new law should not
injure some private interests by its provisions. These private
interests are assumed by the American legislators as the means
of assailing such measures as may be prejudicial to the Union,
and it is to these interests that the protection of the Supreme
Court is extended.
Suppose a state sells a portion of its public lands to a
company, and that a year afterwards it passes a law by which the
lands are otherwise disposed of and that clause of the
Constitution which prohibits laws impairing the obligation of
contracts is thereby violated. When the purchaser under the
second act appears to take possession, the possessor under the
first act brings his action before the tribunals of the Union
and causes the title of the claimant to be pronounced null and
void.32 Thus, in point of fact, the judicial power of the Union
is contesting the claims of the sovereignty of a state; but it
acts only indirectly and upon an application of detail. It
attacks the law in its consequences, not in its principle, and
rather weakens than destroys it.
The last case to be provided for was that each state
formed a corporation enjoying a separate existence and distinct
civil rights, and that it could therefore sue or be sued before
a tribunal. Thus a state could bring an action against another
state. In this instance the Union was not called upon to contest
a state law, but to try a suit in which a state was a party.
This suit was perfectly similar to any other cause except that
the quality of the parties was different and here the danger
pointed out at the beginning of this chapter still exists, with
less chance of being avoided. It is inherent in the very essence
of Federal constitutions that they should create parties in the
bosom of the nation which present powerful obstacles to the free
course of justice.
HIGH RANK OF THE SUPREME COURT AMONG THE GREAT POWERS OF
STATE. No nation ever constituted so great a judicial power as
the Americans--Extent of its prerogatives--Its political
influence --The tranquillity and the very existence of the Union
depend on the discretion of the seven Federal judges. WHEN we
have examined in detail the organization of the Supreme Court
and the entire prerogatives which it exercises, we shall readily
admit that a more imposing judicial power was never constituted
by any people. The Supreme Court is placed higher than any other
known tribunal, both by the nature of its rights and the class
of justiciable parties which it controls
In all the civilized countries of Europe the government
has always shown the greatest reluctance to allow the cases in
which it was itself interested to be decided by the ordinary
course of justice. This repugnance is naturally greater as the
government is more absolute; and, on the other hand, the
privileges of the courts of justice are extended with the
increasing liberties of the people; but no European nation has
yet held that all judicial controversies, without regard to
their origin, can be left to the judges of common
In America this theory has been actually put in practice;
and the Supreme Court of the United States is the sole tribunal
of the nation. Its power extends to all cases arising under laws
and treaties made by the national authorities, to all cases of
admiralty and maritime jurisdiction, and, in general, to all
points that affect the law of nations. It may even be affirmed
that, although its constitution is essentially judicial, its
prerogatives are almost entirely political. Its sole object is
to enforce the execution of the laws of the Union; and the Union
regulates only the relations of the government with the
citizens, and of the nation with foreign powers; the relations
of citizens among themselves are almost all regulated by the
sovereignty of the states.
A second and still greater cause of the preponderance of
this court may be adduced. In the nations of Europe the courts
of justice are called upon to try only the controversies of
private individuals, but the Supreme Court of the United States
summons sovereign powers to its bar. When the clerk of the court
advances on the steps of the tribunal and simply says: "The
State of New York versus The State of Ohio," it is impossible
not to feel that the court which he addresses is no ordinary
body; and when it is recollected that one of these parties
represents one million, and the other two millions of men, one
is struck by the responsibility of the seven judges, whose
decision is about to satisfy or to disappoint so large a number
of their fellow citizens.
The peace, the prosperity, and the very existence of the
Union are vested in the hands of the seven Federal judges.
Without them the Constitution would be a dead letter: the
executive appeals to them for assistance against the
encroachments of the legislative power, the legislature demands
their protection against the assaults of the executive; they
defend the Union from the disobedience of the states, the states
from the exaggerated claims of the Union, the public interest
against private interests, and the conservative spirit of
stability against the fickleness of the democracy. Their power
is enormous, but it is the power of public opinion. They are
all-powerful as long as the people respect the law; but they
would be impotent against popular neglect or contempt of the
law. The force of public opinion is the most intractable of
agents, because its exact limits cannot be defined; and it is
not less dangerous to exceed than to remain below the boundary
prescribed.
Not only must the Federal judges be good citizens, and men
of that information and integrity which are indispensable to all
magistrates, but they must be statesmen, wise to discern the
signs of the times, not afraid to brave the obstacles that can
be subdued, nor slow to turn away from the current when it
threatens to sweep them off, and the supremacy of the Union and
the obedience due to the laws along with them.
The President, who exercises a limited power, may err
without causing great mischief in the state. Congress may decide
amiss without destroying the Union, because the electoral body
in which the Congress originates may cause it to retract its
decision by changing its members. But if the Supreme Court is
ever composed of imprudent or bad men, the Union may be plunged
into anarchy or civil war.
The original cause of this danger, however, does not lie
in the constitution of the tribunal, but in the very nature of
federal governments. We have seen that in confederate states it
is especially necessary to strengthen the judicial power,
because in no other nations do those independent persons who are
able to contend with the social body exist in greater power, or
in a better condition to resist the physical strength of the
government. But the more a power requires to be strengthened,
the more extensive and independent it must be made; and the
dangers which its abuse may create are heightened by its
independence and its strength. The source of the evil is not,
therefore, in the constitution of the power but in the
constitution of the state which renders the existence of such a
power necessary.
IN WHAT RESPECTS THE FEDERAL CONSTITUTION IS SUPERIOR TO
THAT OF THE STATES. How the Constitution of the Union can be
compared with that of the states--Superiority of the
Constitution of the Union attributable to the wisdom of the
Federal legislators--Legislature of the Union less dependent on
the people than that of the states--Executive power more
independent in its sphere--Judicial power less subjected to the
will of the majority--Practical consequence of these facts--The
in a democratic government diminished by Federal legislators,
and increased by the legislators of the states.
THE Federal Constitution differs essentially from that of
the states in the ends which it is intended to accomplish; but
in the means by which these ends are attained a greater analogy
exists between them. The objects of the governments are
different, but their forms are the same; and in this special
point of view there is some advantage in comparing them with
each other.
I am of opinion, for several reasons, that the Federal
Constitution is superior to any of the state constitutions.
The present Constitution of the Union was formed at a
later period than those of the majority of the states, and it
may have profited by this additional experience. But we shall be
convinced that this is only a secondary cause of its
superiority, when we recollect that eleven new states have since
been added to the Union, and that these new republics have
almost always rather exaggerated than remedied the defects that
existed in the former constitutions.
The chief cause of the superiority of the Federal
Constitution lay in the character of the legislators who
composed it. At the time when it was formed, the ruin of the
Confederation seemed imminent, and its danger was universally
known. In this extremity the people chose the men who most
deserved the esteem rather than those who had gained the
affections of the country. I have already observed that,
distinguished as almost all the legislators of the Union were
for their intelligence, they were still more so for their
patriotism. They had all been nurtured at a time when the spirit
of liberty was braced by a continual struggle against a powerful
and dominant authority. When the contest was terminated, while
the excited passions of the populace persisted, as usual, in
warring against dangers which had ceased to exist, these men
stopped short; they cast a calmer and more penetrating look upon
their country; they perceived that a definitive revolution had
been accomplished, and that the only dangers which America had
now to fear were those which might result from the abuse of
freedom. They had the courage to say what they believed to be
true, because they were animated by a warm and sincere love of
liberty; and they ventured to propose restrictions, because they
were resolutely opposed to destruction.33
Most of the state constitutions assign one year for the
duration of the House of Representatives and two years for that
of the Senate, so that members of the legislative body are
constantly and narrowly tied down by the slightest desires of
their constituents. The legislators of the Union were of opinion
that this excessive dependence of the legislature altered the
nature of the main consequences of the representative system,
since it vested not only the source of authority, but the
government, in the people. They increased the length of the term
in order to give the representatives freer scope for the
exercise of their own judgment.
The Federal Constitution, as well as the state
constitutions, divided the legislative body into two branches.
But in the states these two branches were composed of the same
elements and elected in the same manner. The consequence was
that the passions and inclinations of the populace were as
rapidly and easily represented in one chamber as in the other,
and that laws were made with violence and precipitation. By the
Federal Constitution the two houses originate in like manner in
the choice of the people; but the conditions of eligibility and
the mode of election were changed in order that if, as is the
case in certain nations, one branch of the legislature should
not represent the same interests as the other, it might at least
represent more wisdom. A mature age was necessary to become a
Senator, and the Senate was chosen by an elected assembly of a
limited number of members.
To concentrate the whole social force in the hands of the
legislative body is the natural tendency of democracies; for as
this is the power that emanates the most directly from the
people, it has the greater share of the people's overwhelming
power, and it is naturally led to monopolize every species of
influence. This concentration of power is at once very
prejudicial to a well-conducted administration and favorable to
the despotism of the majority. The legislators of the states
frequently yielded to these democratic propensities, which were
invariably and courageously resisted by the founders of the
Union.
In the states the executive power is vested in the hands
of a magistrate who is apparently placed upon a level with the
legislature, but who is in reality only the blind agent and the
passive instrument of its will. He can derive no power from the
duration of his office, which terminates in one year, or from
the exercise of prerogatives, for he can scarcely be said to
have any. The legislature can condemn him to inaction by
entrusting the execution of its laws to special committees of
its own members, and can annul his temporary dignity by cutting
down his salary. The Federal Constitution vests all the
privileges and all the responsibility of the executive power in
a single individual. The duration of the Presidency is fixed at
four years; the salary cannot be altered during this term; the
President is protected by a body of official dependents and
armed with a suspensive veto: in short, every effort was made to
confer a strong and independent position upon the executive
authority, within the limits that were prescribed to it.
In the state constitutions, the judicial power is that
which is the most independent of the legislative authority;
nevertheless, in all the states the legislature has reserved to
itself the right of regulating the emoluments of the judges, a
practice that necessarily subjects them to its immediate
influence. In some states the judges are appointed only
temporarily, which deprives them of a great portion of their
power and their freedom. In others the legislative and judicial
powers are entirely confounded. The Senate of New York, for
instance, constitutes in certain cases the superior court of the
state. The Federal Constitution, on the other hand, carefully
separates the judicial power from all the others; and it
provides for the independence of the judges, by declaring that
their salary shall not be diminished, and that their functions
shall be inalienable.
The practical consequences of these different systems may
easily be perceived. An attentive observer will soon notice that
the business of the Union is incomparably better conducted than
that of any individual state. The conduct of the Federal
government is more fair and temperate than that of the states;
it has more prudence and discretion, its projects are more
durable and more skillfully combined, its measures are executed
with more vigor and consistency.
I recapitulate the substance of this chapter in a few
words.
The existence of democracies is threatened by two
principal dangers: namely, the complete subjection of the
legislature to the will of the electoral body, and the
concentration of all the other powers of the government in the
legislative branch.
The development of these evils has been favored by the
legislators of the states; but the legislators of the Union have
done all they could to render them less formidable.
CHARACTERISTICS OF THE FEDERAL CONSTITUTION OF THE UNITED
STATES OF AMERICA AS COMPARED WITH ALL OTHER FEDERAL
CONSTITUTIONS. The American Union appears to resemble all other
confederations--Yet its effects are different--Reason for
this--In what this Union differs from all other confederations
--The American government not a Federal but an imperfect
national government.
THE United States of America does not afford the first or
the only instance of a confederation, several of which have
existed in modern Europe, without referring to those of
antiquity. Switzerland, the Germanic Empire, and the Republic of
the Low Countries either have been or still are confederations.
In studying the constitutions of these different countries one
is surprised to see that the powers with which they invested the
federal government are nearly the same as those awarded by the
American Constitution to the government of the United States.
They confer upon the central power the same rights of making
peace and war, of raising money and troops, and of providing for
the general exigencies and the common interests of the nation.
Nevertheless, the federal government of these different states
has always been as remarkable for its weakness and inefficiency
as that of the American Union is for its vigor and capacity.
Again, the first American Confederation perished through the
excessive weakness of its government; and yet this weak
government had as large rights and privileges as those of the
Federal government of the present day, and in some respects even
larger. But the present Constitution of the United States
contains certain novel principles which exercise a most
important influence, although they do not at once strike the
observer.
This Constitution, which may at first sight be confused
with the federal constitutions that have preceded it, rests in
truth upon a wholly novel theory, which may be considered as a
great discovery in modern political science. In all the
confederations that preceded the American Constitution of 1789,
the states allied for a common object agreed to obey the
injunctions of a federal government; but they reserved to
themselves the right of ordaining and enforcing the execution of
the laws of the union. The American states which combined in
1789 agreed that the Federal government should not only dictate
the laws, but execute its own enactments. In both cases the
right is the same, but the exercise of the right is different;
and this difference produced the most momentous consequences.
In all the confederations that preceded the American Union
the federal government, in order to provide for its wants, had
to apply to the separate governments; and if what it prescribed
was disagreeable to any one of them, means were found to evade
its claims. If it was powerful, it then had recourse to arms; if
it was weak, it connived at the resistance which the law of the
union, its sovereign, met with, and did nothing, under the plea
of inability. Under these circumstances one of two results
invariably followed: either the strongest of the allied states
assumed the privileges of the federal authority and ruled all
the others in its name; 34 or the federal government was
abandoned by its natural supporters, anarchy arose between the
confederates, and the union lost all power of action.35
In America the subjects of the Union are not states, but
private citizens: the national government levies a tax, not upon
the state of Massachusetts, but upon each inhabitant of
Massachusetts. The old confederate governments presided over
communities, but that of the Union presides over individuals.
Its force is not borrowed, but self-derived; and it is served by
its own civil and military officers, its own army, and its own
courts of justice. It cannot be doubted that the national
spirit, the passions of the multitude, and the provincial
prejudices of each state still tend singularly to diminish the
extent of the Federal authority thus constituted and to
facilitate resistance to its mandates; but the comparative
weakness of a restricted sovereignty is an evil inherent in the
federal system. In America each state has fewer opportunities
and temptations to resist; nor can such a design be put in
execution (if indeed it be entertained) without an open
violation of the laws of the Union, a direct interruption of the
ordinary course of justice, and a bold declaration of revolt; in
a word, without taking the decisive step that men always
hesitate to adopt.
In all former confederations the privileges of the union
furnished more elements of discord than of power, since they
multiplied the claims of the nation without augmenting the means
of enforcing them; and hence the real weakness of federal
governments has almost always been in the exact ratio of their
nominal power. Such is not the case in the American Union, in
which, as in ordinary governments, the Federal power has the
means of enforcing all it is empowered to demand.
The human understanding more easily invents new things
than new words, and we are hence constrained to employ many
improper and inadequate expressions. When several nations form a
permanent league and establish a supreme authority, which,
although it cannot act upon private individuals like a national
government, still acts upon each of the confederate states in a
body, this government, which is so essentially different from
all others is called Federal. Another form of society is
afterwards discovered in which several states are fused into one
with regard to certain common interests, although they remain
distinct, or only confederate, with regard to all other
concerns. In this case the central power acts directly upon the
governed, whom it rules and judges in the same manner as a
national government, but in a more limited circle. Evidently
this is no longer a federal government, but an incomplete
national government, which is neither exactly national nor
exactly federal; but the new word which ought to express this
novel thing does not yet exist.
Ignorance of this new species of confederation has been
the cause that has brought all unions to civil war, to
servitude, or to inertness; and the states which formed these
leagues have been either too dull to discern, or too
pusillanimous to apply, this great remedy. The first American
Confederation perished by the same defects.
But in America the confederate states had been long
accustomed to form a portion of one empire before they had won
their independence, they had not contracted the habit of
governing themselves completely; and their national prejudices
had not taken deep root in their minds. Superior to the rest of
the world in political knowledge, and sharing that knowledge
equally among themselves, they were little agitated by the
passions that generally oppose the extension of federal
authority in a nation, and those passions were checked by the
wisdom of their greatest men. The Americans applied the remedy
with firmness as soon as they were conscious of the evil; they
amended their laws and saved the country.
ADVANTAGES OF THE FEDERAL SYSTEM IN GENERAL, AND ITS
SPECIAL UTILITY IN AMERICA. Happiness and freedom of small
nations --Power of great nations--Great empires favorable to the
growth of civilization--Strength of ten the first element of
national prosperity--Aim of the federal system to unite the
twofold advantages resulting from a small and from a large
territory--Advantages derived by the United States from
thissystem--The law adapts itself to the exigencies of the
population; population does not conform to the exigencies of the
law --Activity, progress, the love and enjoyment of freedom, in
American communities--Public spirit of the Union is only the
aggregate of provincial patriotism--Principles and things
circulate freely over the territory of the United
States--TheUnion is happy and free as a little nation, and
respected as a great one.
IN small states, the watchfulness of society penetrates
everywhere, and a desire for improvement pervades the smallest
details, the ambition of the people being necessarily checked by
its weakness, all the efforts and resources of the citizens are
turned to the internal well-being of the community and are not
likely to be wasted upon an empty pursuit of glory. The powers
of every individual being generally limited, his desires are
proportionally small. Mediocrity of fortune makes the various
conditions of life nearly equal, and the manners of the
inhabitants are orderly and simple. Thus, all things considered,
and allowance being made for the various degrees of morality and
enlightenment, we shall generally find more persons in easy
circumstances, more contentment and tranquillity, in small
nations than in large ones.
When tyranny is established in the bosom of a small state,
it is more galling than elsewhere, because, acting in a narrower
circle, everything in that circle is affected by it. It supplies
the place of those great designs which it cannot entertain, by a
violent or exasperating interference in a multitude of minute
details; and it leaves the political world, to which it properly
belongs, to meddle with the arrangements of private life. Tastes
as well as actions are to be regulated; and the families of the
citizens, as well as the state, are to be governed. This
invasion of rights occurs but seldom, however, freedom being in
truth the natural state of small communities. The temptations
that the government offers to ambition are too weak and the
resources of private individuals are too slender for the
sovereign power easily to fall into the grasp of a single man;
and should such an event occur, the subjects of the state can
easily unite and overthrow the tyrant and the tyranny at once by
a common effort.
Small nations have therefore always been the cradle of
political liberty; and the fact that many of them have lost
their liberty by becoming larger shows that their freedom was
more a consequence of their small size than of the character of
the people.
The history of the world affords no instance of a great
nation retaining the form of republican government for a long
series of years; 36 and this has led to the conclusion that such
a thing is impracticable. For my own part, I think it imprudent
for men who are every day deceived in relation to the actual and
the present, and often taken by surprise in the circumstances
with which they are most familiar, to attempt to limit what is
possible and to judge the future. But it may be said with
confidence, that a great republic will always be exposed to more
perils than a small one.
All the passions that are most fatal to republican
institutions increase with an increasing territory, while the
virtues that favor them do not augment in the same proportion.
The ambition of private citizens increases with the power of the
state; the strength of parties with the importance of the ends
they have in view; but the love of country, which ought to check
these destructive agencies, is not stronger in a large than in a
small republic. It might, indeed, be easily proved that it is
less powerful and less developed. Great wealth and extreme
poverty, capital cities of large size, a lax morality,
selfishness, and antagonism of interests are the dangers which
almost invariably arise from the magnitude of states. Several of
these evils scarcely injure a monarchy, and some of them even
contribute to its strength and duration. In monarchical states
the government has its peculiar strength; it may use, but it
does not depend on, the community; and the more numerous the
people, the stronger is the prince. But the only security that a
republican government possesses against these evils lies in the
support of the majority. This support is not, however,
proportionably greater in a large republic than in a small one;
and thus, while the means of attack perpetually increase, in
both number and influence, the power of resistance remains the
same; or it may rather be said to diminish, since the
inclinations and interests of the people are more diversified by
the increase of the population, and the difficulty of forming a
compact majority is constantly augmented. It has been observed,
moreover, that the intensity of human passions is heightened not
only by the importance of the end which they propose to attain,
but by the multitude of individuals who are animated by them at
the same time. Everyone has had occasion to remark that his
emotions in the midst of a sympathizing crowd are far greater
than those which he would have felt in solitude. In great
republics, political passions become irresistible, not only
because they aim at gigantic objects, but because they are felt
and shared by millions of men at the same time.
It may therefore be asserted as a general proposition that
nothing is more opposed to the well-being and the freedom of men
than vast empires. Nevertheless, it is important to acknowledge
the peculiar advantages of great states. For the very reason
that the desire for power is more intense in these communities
than among ordinary men, the love of glory is also more
developed in the hearts of certain citizens, who regard the
applause of a great people as a reward worthy of their exertions
and an elevating encouragement to man. If we would learn why
great nations contribute more powerfully to the increase of
knowledge and the advance of civilization than small states, we
shall discover an adequate cause in the more rapid and energetic
circulation of ideas and in those great cities which are the
intellectual centers where all the rays of human genius are
reflected and combined. To this it may be added that most
important discoveries demand a use of national power which the
government of a small state is unable to make: in great nations
the government has more enlarged ideas, and is more completely
disengaged from the routine of precedent and the selfishness of
local feeling; its designs are conceived with more talent and
executed with more boldness.
In time of peace the well-being of small nations is
undoubtedly more general and complete; but they are apt to
suffer more acutely from the calamities of war than those great
empires whose distant frontiers may long avert the presence of
the danger from the mass of the people, who are therefore more
frequently afflicted than ruined by the contest.
But in this matter, as in many others, the decisive
argument is the necessity of the case. If none but small nations
existed, I do not doubt that mankind would be more happy and
more free; but the existence of great nations is unavoidable.
Political strength thus becomes a condition of national
prosperity. It profits a state but little to be affluent and
free if it is perpetually exposed to be pillaged or subjugated;
its manufactures and commerce are of small advantage if another
nation has the empire of the seas and gives the law in all the
markets of the globe. Small nations are often miserable, not
because they are small, but because they are weak; and great
empires prosper less because they are great than because they
are strong. Physical strength is therefore one of the first
conditions of the happiness and even of the existence of
nations. Hence it occurs that, unless very peculiar
circumstances intervene, small nations are always united to
large empires in the end, either by force or by their own
consent. I do not know a more deplorable condition than that of
a people unable to defend itself or to provide for its own
wants.
The federal system was created with the intention of
combining the different advantages which result from the
magnitude and the littleness of nations; and a glance at the
United States of America discovers the advantages which they
have derived from its adoption
In great centralized nations the legislator is obliged to
give a character of uniformity to the laws, which does not
always suit the diversity of customs and of districts; as he
takes no cognizance of special cases, he can only proceed upon
general principles; and the population are obliged to conform to
the requirements of the laws, since legislation cannot adapt
itself to the exigencies and the customs of the population,
which is a great cause of trouble and misery. This disadvantage
does not exist in confederations; Congress regulates the
principal measures of the national government, and all the
details of the administration are reserved to the provincial
legislatures. One can hardly imagine how much this division of
sovereignty contributes to the well-being of each of the states
that compose the Union. In these small communities, which are
never agitated by the desire of aggrandizement or the care of
self-defense, all public authority and private energy are turned
towards internal improvements. The central government of each
state, which is in immediate relationship with the citizens, is