Chapter V
NECESSITY OF EXAMINING THE CONDITION OF THE STATES BEFORE THAT
OF THE UNION AT LARGE
IN the following chapter the form of government
established in America on the principle of the sovereignty of
the people will be examined; what are its means of action, its
hindrances, its advantages and its dangers. The first difficulty
that presents itself arises from the complex nature of the
Constitution of the United States, which consists of two
distinct social structures, connected, and, as it were, encased
one within the other; two governments, completely separate and
almost independent, the one fulfilling the ordinary duties and
responding to the daily and indefinite calls of a community, the
other circumscribed within certain limits and only exercising an
exceptional authority over the general interests of the country.
In short, there are twenty-four small sovereign nations, whose
agglomeration constitutes the body of the Union. To examine the
Union before we have studied the states, would be to adopt a
method filled with obstacles. The form of the Federal government
of the United States was the last to be adopted; and it is in
fact nothing more than a summary of those republican principles
which were current in the whole community before it existed, and
independently of its existence. Moreover, the Federal
government, as I have just observed, is the exception; the
government of the states is the rule. The author who should
attempt to exhibit the picture as a whole before he had
explained its details would necessarily fall into obscurity and
repetition.
The great political principles which now govern American
society undoubtedly took their origin and their growth in the
state. We must know the state, then, in order to gain a clue to
the rest. The states that now compose the American Union all
present the same features, as far as regards the external aspect
of their institutions. Their political or administrative life is
centered in three focuses of action, which may be compared to
the different nervous centers that give motion to the human
body. The township is the first in order, then the county, and
lastly the state.
THE AMERICAN SYSTEM OF TOWNSHIPS. Why the author begins the
examination of the political institutions with the township
--Its existence in all nations--Difficulty of establishing and
preserving municipal independence--Its importance--Why the
author has selected the township system of New England as the
main topic of his discussion.
IT is not without intention that I begin this subject with
the township. The village or township is the only association
which is so perfectly natural that, wherever a number of men are
collected, it seems to constitute itself.
The town or tithing, then, exists in all nations, whatever
their laws and customs may be: it is man who makes monarchies
and establishes republics, but the township seems to come
directly from the hand of God. But although the existence of the
township is coeval with that of man, its freedom is an
infrequent and fragile thing. A nation can always establish
great political assemblies, because it habitually contains a
certain number of individuals fitted by their talents, if not by
their habits, for the direction of affairs. The township, on the
contrary, is composed of coarser materials, which are less
easily fashioned by the legislator. The difficulty of
establishing its independence rather augments than diminishes
with the increasing intelligence of the people. A highly
civilized community can hardly tolerate a local independence, is
disgusted at its numerous blunders, and is apt to despair of
success before the experiment is completed. Again, the
immunities of townships, which have been obtained with so much
difficulty, are least of all protected against the encroachments
of the supreme power. They are unable to struggle,
single-handed, against a strong and enterprising government, and
they cannot defend themselves with success unless they are
identified with the customs of the nation and supported by
public opinion. Thus until the independence of townships is
amalgamated with the manners of a people, it is easily
destroyed; and it is only after a long existence in the laws
that it can be thus amalgamated. Municipal freedom is not the
fruit of human efforts; it is rarely created by others, but is,
as it were, secretly self-produced in the midst of a
semi-barbarous state of society. The constant action of the laws
and the national habits, peculiar circumstances, and, above all,
time, may consolidate it; but there is certainly no nation on
the continent of Europe that has experienced its advantages. Yet
municipal institutions constitute the strength of free nations.
Town meetings are to liberty what primary schools are to
science; they bring it within the people's reach, they teach men
how to use and how to enjoy it. A nation may establish a free
government, but without municipal institutions it cannot have
the spirit of liberty. Transient passions, the interests of an
hour, or the chance of circumstances may create the external
forms of independence, but the despotic tendency which has been
driven into the interior of the social system will sooner or
later reappear on the surface.
To make the reader understand the general principles on which
the political organization of the counties and townships in the
United States rests, I have thought it expedient to choose one
of the states of New England as an example, to examine in detail
the mechanism of its constitution, and then to cast a general
glance over the rest of the country.
The township and the county are not organized in the same
manner in every part of the Union; it is easy to perceive,
however, that nearly the same principles have guided the
formation of both of them throughout the Union. I am inclined to
believe that these principles have been carried further and have
produced greater results in New England than elsewhere.
Consequently they stand out there in higher relief and offer
greater facilities to the observations of a stranger.
The township institutions of New England form a complete and
regular whole; they are old; they have the support of the laws
and the still stronger support of the manners of the community,
over which they exercise a prodigious influence. For all these
reasons they deserve our special attention.
LIMITS OF THE TOWNSHIP
THE township of New England holds a middle place between the
commune and the canton of France. Its average population is from
two to three thousand,1 so that it is not so large, on the one
hand, that the interests of its inhabitants would be likely to
conflict, and not so small, on the other, but that men capable
of conducting its affairs may always be found among its
citizens.
POWERS OF THE TOWNSHIP IN NEW ENGLAND. The people the source
of all power in the township as elsewhere--Manages its
affairs--No municipal council--The greater part of the authority
vested in the selectmen--How the selectmen act-Town
meeting--Enumeration of the officers of the township
--Obligatory and remunerated functions.
IN the township, as well as everywhere else, the people are
the source of power; but nowhere do they exercise their power
more immediately. In America the people form a master who must
be obeyed to the utmost limits of possibility.
In New England the majority act by representatives in
conducting the general business of the state. It is necessary
that it should be so. But in the townships, where the
legislative and administrative action of the government is
nearer to the governed, the system of representation is not
adopted. There is no municipal council; but the body of voters,
after having chosen its magistrates, directs them in everything
that exceeds the simple and ordinary execution of the laws of
the state.2
This state of things is so contrary to our ideas, and so
different from our customs that I must furnish some examples to
make it intelligible.
The public duties in the township are extremely numerous and
minutely divided, as we shall see farther on; but most of the
administrative power is vested in a few persons, chosen
annually, called "the selectmen." 3
The general laws of the state impose certain duties on the
selectmen, which they may fulfill without the authority of their
townsmen, but which they can neglect only on their own
responsibility. The state law requires them, for instance, to
draw up a list of voters in their townships; and if they omit
this duty, they are guilty of a misdemeanor. In all the affairs
that are voted in town meeting, however, the selectmen carry
into effect the popular mandate, as in France the maire executes
the decree of the municipal council. They usually act upon their
own responsibility and merely put in practice principles that
have been previously recognized by the majority. But if they
wish to make any change in the existing state of things or to
undertake any new enterprise, they must refer to the source of
their power. If, for instance, a school is to be established,
the selectmen call a meeting of the voters on a certain day at
an appointed place. They explain the urgency of the case; they
make known the means of satisfying it, the probable expense, and
the site that seems to be most favorable. The meeting is
consulted on these several points; it adopts the principle,
marks out the site, votes the tax, and confides the execution of
its resolution to the selectmen.
The selectmen alone have the right of calling a town meeting;
but they may be required to do so. If ten citizens wish to
submit a new project to the assent of the town, they may demand
a town meeting; the selectmen are obliged to comply and have
only the right of presiding at the meeting.4 These political
forms, these social customs, doubtless seem strange to us in
France. I do not here undertake to judge them or to make known
the secret causes by which they are produced and maintained. I
only describe them.
The selectmen are elected every year, in the month of March
or April. The town meeting chooses at the same time a multitude
of other town officers,5 who are entrusted with important
administrative functions. The assessors rate the township; the
collectors receive the tax. A constable is appointed to keep the
peace, to watch the streets, and to execute the laws; the town
clerk records the town votes, orders, and grants. The treasurer
keeps the funds. The overseers of the poor perform the difficult
task of carrying out the poor-laws. Committee-men are appointed
to attend to the schools and public instruction; and the
surveyors of highways, who take care of the greater and lesser
roads of the township, complete the list of the principal
functionaries. But there are other petty officers still; such as
the parish committee, who audit the expenses of public worship;
fire wardens, who direct the efforts of the citizens in case of
fire; tithing-men, hog-reeves, fence-viewers, timber-measurers,
and sealers of weights and measures.6
There are, in all, nineteen principal offices in a township.
Every inhabitant is required, on pain of being fined, to
undertake these different functions, which, however, are almost
all paid, in order that the poorer citizens may give time to
them without loss. In general, each official act has its price,
and the officers are remunerated in proportion to what they have
done.
LIFE IN THE TOWNSHIP. Everyone the best judge of his own
interest-- Corollary of the principle of the sovereignty of the
people--Application of these doctrines in the townships of --The
township of New England is sovereign in all that concerns itself
alone, and subject to the state in all other matters--Duties of
the township to the state--In France the government lends its
agents to the commune--In America it is the reverse.
I HAVE already observed that the principle of the sovereignty
of the people governs the whole political system of the Anglo-
Americans. Every page of this book will afford new applications
of the same doctrine. In the nations by which the sovereignty of
the people is recognized, every individual has an equal share of
power and participates equally in the government of the state.
Why, then, does he obey society, and what are the natural limits
of this obedience? Every individual is always supposed to be as
well informed, as virtuous, and as strong as any of his fellow
citizens. He obeys society, not because he is inferior to those
who conduct it or because he is less capable than any other of
governing himself, but because he acknowledges the utility of an
association with his fellow men and he knows that no such
association can exist without a regulating force. He is a
subject in all that concerns the duties of citizens to each
other; he is free and responsible to God alone, for all that
concerns himself. Hence arises the maxim, that everyone is the
best and sole judge of his own private interest, and that
society has no right to control a man's actions unless they are
prejudicial to the common weal or unless the common weal demands
his help. This doctrine is universally admitted in the United
States. I shall hereafter examine the general influence that it
exercises on the ordinary actions of life: I am now speaking of
the municipal bodies.
The township, taken as a whole, and in relation to the
central government, is only an individual, like any other to
whom the theory I have just described is applicable. Municipal
independence in the United States is therefore a natural
consequence of this very principle of the sovereignty of the
people. All the American republics recognize it more or less,
but circumstances have peculiarly favored its growth in New
England.
In this part of the Union political life had its origin in
the townships; and it may almost be said that each of them
originally formed an independent nation. When the kings of
England afterwards asserted their supremacy, they were content
to assume the central power of the state. They left the
townships where they were before; and although they are now
subject to the state, they were not at first, or were hardly so.
They did not receive their powers from the central authority,
but, on the contrary, they gave up a portion of their
independence to the state. This is an important distinction and
one that the reader must constantly recollect. The townships are
generally subordinate to the state only in those interests which
I shall term social, as they are common to all the others. They
are independent in all that concerns themselves alone; and among
the inhabitants of New England I believe that not a man is to be
found who would acknowledge that the state has any right to
interfere in their town affairs. The towns of New England buy
and sell, sue and are sued, augment or diminish their budgets,
and no administrative authority ever thinks of offering any
opposition.7
There are certain social duties, however, that they are bound
to fulfill. If the state is in need of money, a town cannot
withhold the supplies; 8 if the state projects a road, the
township cannot refuse to let it cross its territory; if a
police regulation is made by the state, it must be enforced by
the town; if a uniform system of public instruction is enacted,
every town is bound to establish the schools which the law
ordains.9 When I come to speak of the administration of the laws
in the United States, I shall point out how and by what means
the townships are compelled to obey in these different cases; I
here merely show the existence of the obligation. Strict as this
obligation is, the government of the state imposes it in
principle only, and in its performance the township resumes all
its independent rights. Thus, taxes are voted by the state, but
they are levied and collected by the township; the establishment
of a school is obligatory, but the township builds, pays for,
and superintends it. In France the state collector receives the
local imposts; in America the town collector receives the taxes
of the state. Thus the French government lends its agents to the
commune; in America the township lends its agents to the
government. This fact alone shows how widely the two nations
differ.
SPIRIT OF THE TOWNSHIPS OF NEW ENGLAND. How the township of
New England wins the affections of its inhabitants- difficulty
of creating local public spirit in Europe--The rights and duties
of the American township favorable to it--Sources of local
attachment in the United States--How town spirit shows itself in
New England--Its happy effects.
IN America not only do municipal bodies exist, but they are
kept alive and supported by town spirit. The township of New
England possesses two advantages which strongly excite the
interest of mankind: namely, independence and authority. Its
sphere is limited, indeed; but within that sphere its action is
unrestrained. This independence alone gives it a real
importance, which its extent and population would not ensure.
It is to be remembered, too, that the affections of men
generally turn towards power. Patriotism is not durable in a
conquered nation. The New Englander is attached to his township
not so much because he was born in it, but because it is a free
and strong community, of which he is a member, and which
deserves the care spent in managing it. In Europe the absence of
local public spirit is a frequent subject of regret to those who
are in power; everyone agrees that there is no surer guarantee
of order and tranquillity, and yet nothing is more difficult to
create. If the municipal bodies were made powerful and
independent, it is feared that they would become too strong and
expose the state to anarchy. Yet without power and independence
a town may contain good subjects, but it can have no active
citizens. Another important fact is that the township of New
England is so constituted as to excite the warmest of human
affections without arousing the ambitious passions of the heart
of man The officers of the county are not elected, and their
authority is very limited. Even the state is only a second-rate
community whose tranquil and obscure administration offers no
inducement sufficient to draw men away from the home of their
interests into the turmoil of public affairs. The Federal
government confers power and honor on the men who conduct it,
but these individuals can never be very numerous. The high
station of the Presidency can only be reached at an advanced
period of life; and the other Federal functionaries of a high
class are generally men who have been favored by good luck or
have been distinguished in some other career. Such cannot be the
permanent aim of the ambitious. But the township, at the center
of the ordinary relations of life, serves as a field for the
desire of public esteem, the want of exciting interest, and the
taste for authority and popularity; and the passions that
commonly embroil society change their character when they find a
vent so near the domestic hearth and the family circle.
In the American townships power has been distributed with
admirable skill, for the purpose of interesting the greatest
possible number of persons in the common weal. Independently of
the voters, who are from time to time called into action, the
power is divided among innumerable functionaries and officers,
who all, in their several spheres, represent the powerful
community in whose name they act. The local administration thus
affords an 'unfailing source of profit and interest to a vast
number of individuals.
The American system, which divides the local authority among
so many citizens, does not scruple to multiply the functions of
the town officers. For in the United States it is believed, and
with truth, that patriotism is a kind of devotion which is
strengthened by ritual observance. In this manner the activity
of the township is continually perceptible; it is daily
manifested in the fulfillment of a duty or the exercise of a
right; and a constant though gentle motion is thus kept up in
society, which animates without disturbing it. The American
attaches himself to his little community for the same reason
that the mountaineer clings to his hills, because the
characteristic features of his country are there more distinctly
marked; it has a more striking physiognomy.
The existence of the townships of New England is, in general,
a happy one. Their government is suited to their tastes, and
chosen by themselves. In the midst of the profound peace and
general comfort that reign in America, the commotions of
municipal life are infrequent. The conduct of local business is
easy. The political education of the people has long been
complete; say rather that it was complete when the people first
set foot upon the soil. In New England no tradition exists of a
distinction of rank; no portion of the community is tempted to
oppress the remainder; and the wrongs that may injure isolated
individuals are forgotten in the general contentment that
prevails. If the government has faults (and it would no doubt be
easy to point out some), they do not attract notice, for the
government really emanates from those it governs, and whether it
acts ill or well, this fact casts the protecting spell of a
parental pride over its demerits. Besides, they have nothing
wherewith to compare it. England formerly governed the mass of
the colonies; but the people was always sovereign in the
township, where its rule is not only an ancient, but a primitive
state.
The native of New England is attached to his township because
it is independent and free: his co-operation in its affairs
ensures his attachment to its interests, the well-being it
affords him secures his affection; and its welfare is the aim of
his ambition and of his future exertions. He takes a part in
every occurence in the place; he practices the art of government
in the small sphere within his reach; he accustoms himself to
those forms without which liberty can only advance by
revolutions; he imbibes their spirit; he acquires a taste for
order, comprehends the balance of powers, and collects clear
practical notions on the nature of his duties and the extent of
his rights.
THE COUNTIES OF NEW ENGLAND
THE division of the counties in America has considerable
analogy with that of the arrondissements of France. The limits
of both are arbitrarily laid down, and the various districts
which they contain have no necessary connection, no common
tradition or natural sympathy, no community of existence; their
object is simply to facilitate the administration.
The extent of the township was too small to contain a system
of judicial institutions; the county, therefore, is the first
center of judicial action. Each county has a court of justice,10
a sheriff to execute its decrees, and a prison for criminals.
There are certain wants which are felt alike by all the
townships of a county; it is therefore natural that they should
be satisfied by a central authority. In Massachusetts this
authority is vested in the hands of several magistrates, who are
appointed by the governor of the state, with the advice 11 Of
his council.12 The county commissioners have only a limited and
exceptional authority, which can be used only in certain
predetermined cases. The state and the townships possess all the
power requisite for ordinary and public business. The county
commissioners can only prepare the budget; it is voted by the
legislature; 13 there is no assembly that directly or indirectly
represents the county. It has, therefore, properly speaking, no
political existence.
A twofold tendency may be discerned in most of the American
constitutions, which impels the legislator to concentrate the
legislative and to divide the executive power. The township of
New England has in itself an indestructible principle of life;
but this distinct existence could only be fictitiously
introduced into the county, where the want of it has not been
felt. All the townships united have but one representation,
which is the state, the center of all national authority; beyond
the action of the township and that of the state, it may be said
that there is nothing but individual action.
THE ADMINISTRATION OF GOVERNMENT IN NEW ENGLAND.
Administration not perceived in America--Why?--The Europeans
believe that liberty is promoted by depriving the social
authority of some of its rights; the Americans, by dividing its
exercise --Almost all the administration confined to the
township, and divided among the town officers--No trace of an
administrative hierarchy perceived, either in the township or
above it-Why this is the case--How it happens that the
administration of the state is uniform--Who is empowered to
enforce the obedience of the township and the county to the
law--The introduction of judicial power into the
administration--Consequence of the extension of the elective
principle to all functionaries-- The justice of the peace in New
England--By whom appointed--County officer: ensures the
administration of the townships--Court of sessions--Its mode of
action-Who brings matters before this court f or action--Right
of inspection and indictment parceled out like the other
administrative functions--Informers encouraged by the division
of fines.
NOTHING is more striking to a European traveler in the United
States than the absence of what we term the government, or the
administration. Written laws exist in America, and one sees the
daily execution of them; but although everything moves
regularly, the mover can nowhere be discovered. The hand that
directs the social machine is invisible. Nevertheless, as all
persons must have recourse to certain grammatical forms, which
are the foundation of human language, in order to express their
thoughts; so all communities are obliged to secure their
existence by submitting to a certain amount of authority,
without which they fall into anarchy. This authority may be
distributed in several ways, but it must always exist somewhere.
There are two methods of diminishing the force of authority
in a nation. The first is to weaken the supreme power in its
very principle, by forbidding or preventing society from acting
in its own defense under certain circumstances. To weaken
authority in this manner is the European way of establishing
freedom.
The second manner of diminishing the influence of authority
does not consist in stripping society of some of its rights, nor
in paralyzing its efforts, but in distributing the exercise of
its powers among various hands and in multiplying functionaries,
to each of whom is given the degree of power necessary for him
to perform his duty. There may be nations whom this distribution
of social powers might lead to anarchy, but in itself it is not
anarchical. The authority thus divided is, indeed, rendered less
irresistible and less perilous, but it is not destroyed.
The Revolution of the United States was the result of a
mature and reflecting preference for freedom, and not of a vague
or ill-defined craving for independence. It contracted no
alliance with the turbulent passions of anarchy, but its course
was marked, on the contrary, by a love of order and law.
It was never assumed in the United States that the citizen of
a free country has a right to do whatever he pleases; on the
contrary, more social obligations were there imposed upon him
than anywhere else. No idea was ever entertained of attacking
the principle or contesting the rights of society; but the
exercise of its authority was divided, in order that the office
might be powerful and the officer insignificant, and that the
community should be at once regulated and free. In no country in
the world does the law hold so absolute a language as in
America; and in no country is the right of applying it vested in
so many hands. The administrative power in the United States
presents nothing either centralized or hierarchical in its
constitution; this accounts for its passing unperceived. The
power exists, but its representative is nowhere to be seen.
I have already mentioned that the independent townships of
New England were not under guardianship, but took care of their
own private interests; and the municipal magistrates are the
persons who either execute the laws of the state or see that
they are executed.14 Besides the general laws the state
sometimes passes general police regulations; but more commonly
the townships and town officers, conjointly with the justices of
the peace, regulate the minor details of social life, according
to the necessities of the different localities, and promulgate
such orders as concern the health of the community and the peace
as well as morality of the citizens.15 Lastly, these town
magistrates provide, of their own accord and without any impulse
from without, for those unforeseen emergencies which frequently
occur in society.16
It results from what I have said that in the state of
Massachusetts the administrative authority is almost entirely
restricted to the township,17 and that it is there distributed
among a great number of individuals. In the French commune there
is properly but one official functionary--namely, the maire; and
in New England we have seen that there are nineteen. These
nineteen functionaries do not, in general, depend one upon
another. The law carefully prescribes a circle of action to each
of these magistrates; within that circle they are all-powerful
to perform their functions independently of any other authority.
If one looks higher than the township, one can find scarcely a
trace of an administrative hierarchy. It sometimes happens that
the county officers alter a decision of the townships or town
magistrates,18 but in general the authorities of the county have
no right to interfere with the authorities of the township 19
except in such matters as concern the county.
The magistrates of the township, as well as those of the
county, are bound in a small number of predetermined cases to
communicate their acts to the central government.20 But the
central government is not represented by an agent whose business
it is to publish police regulations and ordinances for the
execution of the laws, or to keep up a regular communication
with the officers of the township and the county, or to inspect
their conduct, direct their actions, or reprimand their faults.
There is no point that serves as a center to the radii of the
administration.
How, then, can the government be conducted on a uniform plan?
And how is the compliance of the counties and their magistrates
or the townships and their officers enforced? In the New England
states the legislative authority embraces more subjects than it
does in France; the legislator penetrates to the very core of
the administration; the law descends to minute details; the same
enactment prescribes the principle and the method of its
application, and thus imposes a multitude of strict and
rigorously defined obligations on the secondary bodies and
functionaries of the state. The consequence of this is that if
all the secondary functionaries of the administration conform to
the law, society in all its branches proceeds with the greatest
uniformity. The difficulty remains, how to compel the secondary
bodies and administrative officials to conform to the law. It
may be affirmed in general that society has only two methods of
enforcing the execution of the laws: a discretionary power may
be entrusted to one of them of directing all the others and of
removing them in case of disobedience; or the courts of justice
may be required to inflict judicial penalties on the offender.
But these two methods are not always available.
The right of directing a civil officer presupposes that of
cashiering him if he does not obey orders, and of rewarding him
by promotion if he fulfills his duties with propriety. But an
elected magistrate cannot be cashiered or promoted. All elective
functions are inalienable until their term expires. In fact, the
elected magistrate has nothing to expect or to fear except from
his constituents; and when all public offices are filled by
ballot, there can be no series of official dignities, because
the double right of commanding and of enforcing obedience can
never be vested in the same person, and because the power of
issuing an order can never be joined to that of inflicting a
punishment or bestowing a reward.
The communities, therefore, in which the secondary officials
of the government are elected are inevitably obliged to make
great use of judicial penalties as a means of administration.
This is not evident at first sight; for those in power are apt
to look upon the institution of elective officials as one
concession, and the subjection of the elected magistrate to the
judges of the land as another. They are equally averse to both
these innovations; and as they are more pressingly solicited to
grant the former than the latter, they accede to the election of
the magistrate and leave him independent of the judicial power.
Nevertheless, the second of these measures is the only thing
that can possibly counterbalance the first; and it will be found
that an elective authority that is not subject to judicial power
will sooner or later either elude all control or be destroyed.
The courts of justice are the only possible medium between the
central power and the administrative bodies; they alone can
compel the elected functionary to obey, without violating the
rights of the elector. The extension of judicial power in the
political world ought therefore to be in the exact ratio of the
extension of elective power; if these two institutions do not go
hand in hand, the state must fall into anarchy or into
servitude.
It has always been remarked that judicial habits do not
render men especially fitted for the exercise of administrative
authority. The Americans have borrowed from their fathers, the
English, the idea of an institution that is unknown on the
continent of Europe: I allude to that of justices of the peace.
The justice of the peace is a sort of middle term between the
magistrate and the man of the world, between the civil officer
and the judge. A justice of the peace is a well-informed
citizen, though he is not necessarily learned in the law. His
office simply obliges him to execute the police regulations of
society, a task in which good sense and integrity are of more
avail than legal science. The justice introduces into the
administration, when he takes part in it, a certain taste for
established forms and publicity, which renders him a most
unserviceable instrument for despotism; and, on the other hand,
he is not a slave of those legal superstitions which render
judges unfit members of a government. The Americans have adopted
the English system of justices of the peace, depriving it of the
aristocratic character that distinguishes it in the mother
country. The governor of Massachusetts 21 appoints a certain
number of justices of the peace in every county, whose functions
last seven years.22 He further designates three individuals from
the whole body of justices, who form in each county what is
called the court of sessions. The justices take a personal share
in the public administration; they are sometimes entrusted with
administrative functions in conjunction with elected officers;
23 they sometimes constitute a tribunal before which the
magistrates summarily prosecute a refractory citizen, or the
citizens inform against the abuses of the magistrate. But it is
in the court of sessions that they exercise their most important
functions. This court meets twice a year, in the county town; in
Massachusetts it is empowered to enforce the obedience of most
24 Of the public officers.25 It must be observed that in
Massachusetts the court of sessions is at the same time an
administrative body, properly so called, and a political
tribunal. It has been mentioned that the county is a purely
administrative division. The court of sessions presides over
that small number of affairs which, as they concern several
townships, or all the townships of the county in common, cannot
be entrusted to any one of them in particular. In all that
concerns county business the duties of the court of sessions are
purely administrative; and if in its procedure it occasionally
introduces judicial forms, it is only with a view to its own
information,26 or as a guarantee to those for whom it acts. But
when the administration of the township is brought before it, it
acts as a judicial body and only in some few cases as an
administrative body.27
The first difficulty is to make the township itself, an
almost independent power, obey the general laws of the state. I
have stated that assessors are annually named by the town
meetings to levy the taxes. If a township attempts to evade the
payment of the taxes by neglecting to name its assessors, the
court of sessions condemns it to a heavy fine.28 The fine is
levied on each of the inhabitants; and the sheriff of the
county, who is the officer of justice, executes the mandate.
Thus in the United States, government authority, anxious to keep
out of sight, hides itself under the forms of a judicial
sentence; and its influence is at the same time fortified by
that irresistible power which men attribute to the formalities
of law.
These proceedings are easy to follow and to understand. The
demands made upon a township are, in general, plain and
accurately defined; they consist in a simple fact, or in a
principle without its application in detail.29 But the
difficulty begins when it is not the obedience of the township,
but that of the town officers, that is to be enforced. All the
reprehensible actions which a public functionary can commit are
reducible to the following heads:
He may execute the law without energy or zeal; He may
neglect what the law requires; He may do what the law
forbids.
Only the last two violations of duty can come before a legal
tribunal; a positive and appreciable fact is the indispensable
foundation of an action at law. Thus, if the selectmen omit the
legal formalities usual at town elections, they may be fined.30
But when the officer performs his duty unskillfully, or obeys
the letter of the law without zeal or energy, he is out of the
reach of judicial interference. The court of sessions, even when
clothed with administrative powers, is in this case unable to
enforce a more satisfactory obedience. The fear of removal is
the only check to these quasi-offenses, and the court of
sessions does not originate the town authorities; it cannot
remove functionaries whom it does not appoint. Moreover, a
perpetual supervision would be necessary to convict the officer
of negligence or lukewarmness. Now, the court of sessions sits
but twice a year, and then only judges such offenses as are
brought to its notice. The only security for that active and
enlightened obedience which a court of justice cannot enforce
upon public functionaries lies in their arbitrary removal from
office. In France this final security is exercised by the heads
of the administration; in America it is obtained through the
principle of election. Thus, to recapitulate in a few words what
I have described
If a public officer in New England commits a crime in the
exercise of his functions, the ordinary courts of justice are
always called upon to punish him.
If he commits a fault in his administrative capacity, a
purely administrative tribunal is empowered to punish him; and
if the affair is important or urgent, the judge does what the
functionary should have done.31
Lastly, if the same individual is guilty of one of those
intangible offenses which human justice can neither define nor
appreciate, he annually appears before a tribunal from which
there is no appeal, which can at once reduce him to
insignificance and deprive him of his charge. This system
undoubtedly possesses great advantages, but its execution is
attended with a practical difficulty, which it is important to
point out.
I have already observed that the administrative tribunal
which is called the court of sessions has no right of inspection
over the town officers. It can interfere only when the conduct
of a magistrate is specially brought under its notice; and this
is the delicate part of the system. The Americans of New England
have no public prosecutor for the court of sessions,32 and it
may readily be perceived that it would be difficult to create
one. If an accusing magistrate had merely been appointed in the
chief town of each county and had been unassisted by agents in
the townships, he would not have been better acquainted with
what was going on in the county than the members of the court of
sessions. But to appoint his agents in each township would have
been to center} in his person the most formidable of powers,
that of a judicial administration. Moreover, laws are the
children of habit, and nothing of the kind exists in the
legislation of England. The Americans have therefore divided the
offices of inspection and complaint, as well as all the other
functions of the administration. Grand jurors are bound by the
law to apprise the court to which they belong of all the
misdemeanors which may have been committed in their county.33
There are certain great offenses that are officially prosecuted
by the state; 34 but more frequently the task of punishing
delinquents devolves upon the fiscal officer, whose province it
is to receive the fine; thus the treasurer of the township is
charged with the prosecution of such administrative offenses as
fall under his notice. But a more especial appeal is made by
American legislation to the private interest of each citizen;35
and this great principle is constantly to be met with in
studying the laws of the United States. American legislators are
more apt to give men credit for intelligence than for honesty;
and they rely not a little on personal interest for the
execution of the laws. When an individual is really and sensibly
injured by an administrative abuse, his personal interest is a
guarantee that he will prosecute. But if a legal formality be
required which, however advantageous to the community, is of
small importance to individuals, plaintiffs may be less easily
found; and thus, by a tacit agreement, the laws may fall into
disuse. Reduced by their system to this extremity, the Americans
are obliged to encourage informers by bestowing on them a
portion of the penalty in certain cases;36 and they thus ensure
the execution of the laws by the dangerous expedient of
degrading the morals of the people.
Above the county magistrates there is, properly speaking, no
administrative power, but only a power of government.
GENERAL REMARKS ON ADMINISTRATION IN THE UNITED STATES.
Differences of the states of the Union in their systems of
administration--Activity and perfection of the town authorities
decreases towards the South--Power of the magistrates in; that
of the voter diminishes--Administration passes from the township
to the county--States of New York; Ohio;
Pennsylvania--Principles of administration applicable to the
whole Union--Election of public officers, and inalienability of
their functions--Absence of gradation of ranks--Introduction of
judicial procedures into the administration.
I HAVE already said that, after examining the constitution of
the township and the county of New England in detail, I should
take a general view of the remainder of the Union. Townships and
town arrangements exist in every state, but in no other part of
the Union is a township to be met with precisely similar to
those of New England. The farther we go towards the South, the
less active does the business of the township or parish become;
it has fewer magistrates, duties, and rights; the population
exercises a less immediate influence on affairs; town meetings
are less frequent, and the subjects of debate less numerous. The
power of the elected magistrate is augmented and that of the
voter diminished, while the public spirit of the local
communities is less excited and less influential.37 These
differences may be perceived to a certain extent in the state of
New York; they are very evident in Pennsylvania; but they become
less striking as we advance to the Northwest. The majority of
the immigrants who settle in the Northwestern states are natives
of New England, and they carry the administrative habits of
their mother country with them into the country which they
adopt. A township in Ohio is not unlike a township in
Massachusetts.
We have seen that in Massachusetts the mainspring of public
administration lies in the township It forms the common center
of the interests and affections of the citizens. But this ceases
to be the case as we descend to the states in which knowledge is
less generally diffused, and where the township consequently
offers fewer guarantees of a wise and active administrative. As
we leave New England, therefore, we find that the importance of
the town is gradually transferred to the county, which becomes
the center of administration and the intermediate power between
the government and the citizen. In Massachusetts the business of
the county is conducted by the court of sessions, which is
composed of a quorum appointed by the governor and his council;
but the county has no representative assembly, and its
expenditure is voted by the state legislature. In the great
state of New York, on the contrary, and in those of Ohio and
Pennsylvania, the inhabitants of each county choose a certain
number of representatives, who constitute the assembly of the
county.38 The county assembly has the right of taxing the
inhabitants to a certain extent; and it is in this respect a
real legislative body. At the same time it exercises an
executive power in the county, frequently directs the
administration of the townships, and restricts their authority
within much narrower bounds than in Massachusetts.
Such are the principal differences which the systems of
county and town administration present in the Federal states.
Were it my intention to examine the subject in detail, I should
have to point out still further differences in the executive
details of the several communities. But I have said enough to
show the general principles on which the administration in the
United States rests. These principles are differently applied;
their consequences are more or less numerous in various
localities, but they are always substantially the same. The laws
differ and their outward features change, but the same spirit
animates them. If the township and the county are not everywhere
organized in the same manner, it is at least true that in the
United States the county and the township are always based upon
the same principle: namely, that everyone is the best judge of
what concerns himself alone, and the most proper person to
supply his own wants. The township and the county are therefore
bound to take care of their special interests; the state
governs, but does not execute the laws. Exceptions to this
principle may be met with, but not a contrary principle.
The first result of this doctrine has been to cause all the
magistrates to be chosen either by the inhabitants or at least
from among them. As the officers are everywhere elected or
appointed for a certain period, it has been impossible to
establish the rules of a hierarchy of authorities; there are
almost as many independent functionaries as there are functions,
and the executive power is disseminated in a multitude of hands.
Hence arose the necessity of introducing the control of the
courts of justice over the administration, and the system of
pecuniary penalties, by which the secondary bodies and their
representatives are constrained to obey the laws. One finds this
system from one end of the Union to the other. The power of
punishing administrative misconduct, or of performing, in urgent
cases, administrative acts, has not, however, been bestowed on
the same judges in all the states. The Anglo-Americans derived
the institution of justices of the peace from a common source;
but although it exists in all the states, it is not always
turned to the same use. The justices of the peace everywhere
participate in the administration of the townships and the
counties,39 either as public OFFICERS or as the judges of public
misdemeanors; but in most of the states the more important
public offenses come under the cognizance of the ordinary
tribunals.
Thus the election of public officers, or the inalienability
of their functions, the absence of a gradation of powers, and
the introduction of judicial action over the secondary branches
of the administration are the principal and universal
characteristics of the American system from Maine to the
Floridas. In some states (and that of New York has advanced most
in this direction) traces of a centralized administration begin
to be discernible. In the state of New York the officers of the
central government exercise, in certain cases, a sort of
inspection or control over the secondary bodies.40 At other
times they constitute a sort of court of appeal for the decision
of affairs.41 In the state of New York judicial penalties are
less used than in other places as a means of administration; and
the right of prosecuting the offenses of public officers is
vested in fewer hands.42 The same tendency is faintly observable
in some other states;43 but in general the prominent feature of
the administration in the United States is its excessive
decentralization.
OF THE STATE
I HAVE, described the townships and the administration; it
now remains for me to speak of the state and the government.
This is ground I may pass over rapidly without fear of being
misunderstood, for all I have to say is to be found in the
various written constitutions, copies of which are easily to be
procured. These constitutions rest upon a simple and rational
theory; most of their forms have been adopted by all
constitutional nations, and have become familiar to us.
Here, then, I have only to give a brief account; I shall
endeavor afterwards to pass judgment upon what I now describe.
LEGISLATIVE POWER OF THE STATE. Division of the legislative
body into two houses--Senate--House of
representatives--Different functions of these two bodies.
THE legislative power of the state is vested in two
assemblies, the first of which generally bears the name of the
Senate.
The Senate is commonly a legislative body, but it sometimes
becomes an executive and judicial one. It takes part in the
government in several ways, according to the constitution of the
different states; 44 but it is in the nomination of public
functionaries that it most commonly assumes an executive power.
It partakes of judicial power in the trial of certain political
offenses, and sometimes also in the decision of certain civil
cases.45 The number of its members is always small.
The other branch of the legislature, which is usually called
the House of Representatives, has no share whatever in the
administration and takes a part in the judicial power only as it
impeaches public functionaries before the Senate.
The members of the two houses are nearly everywhere subject
to the same conditions of eligibility. They are chosen in the
same manner, and by the same citizens. The only difference which
exists between them is that the term for which the Senate is
chosen is, in general, longer than that of the House of
Representatives. The latter seldom remain in office longer than
a year; the former usually sit two or three years.
By granting to the senators the privilege of being chosen for
several years, and being renewed seriatim, the law takes care to
preserve in the legislative body a nucleus of men already
accustomed to public business, and capable of exercising a
salutary influence upon the new-comers.
By this separation of the legislative body into two branches
the Americans plainly did not desire to make one house
hereditary and the other elective, one aristocratic and the
other democratic. It was not their object to create in the one a
bulwark to power. while the other represented the interests and
passions of the people. The only advantages that result from the
present constitution of the two houses in the United States are
the division of the legislative power, and the consequent check
upon political movements; together with the creation of a
tribunal of appeal for the revision of the laws.
Time and experience, however, have convinced the Americans
that, even if these are its only advantages, the division of the
legislative power is still a principle of the greatest
necessity. Pennsylvania was the only one of the United States
which at first attempted to establish a single House of
Assembly, and Franklin himself was so far carried away by the
logical consequences of the principle of the sovereignty of the
people as to have concurred in the measure; but the
Pennsylvanians were soon obliged to change the law and to create
two houses. Thus the principle of the division of the
legislative power was finally established, and its necessity may
henceforward be regarded as a demonstrated truth. This theory,
nearly unknown to the republics of antiquity, first introduced
into the world almost by accident, like so many other great
truths, and misunderstood by several modern nations has at
length become an axiom in the political science of the present
age.
THE EXECUTIVE POWER OF THE STATE. Office of governor in an
state--His relation to the legislature--His rights and his
duties--His dependence on the people.
THE executive power of the state is represented by the
governor. It is not by accident that I have used this word; the
governor represents this power, although he enjoys but a portion
of its rights.The supreme magistrate, under the title of
governor, is the official moderator and counselor of the
legislature. He is armed with a veto or suspensive power, which
allows him to stop, or at least to retard, its movements at
pleasure. He lays the wants of the country before the
legislative body, and points out the means that he thinks may be
usefully employed in providing for them; he is the natural
executor of its decrees in all the undertakings that interest
the nation at large.46 In the absence of the legislature, the
governor is bound to take all necessary steps to guard the state
against violent shocks and unforeseen dangers.
The whole military power of the state is at the disposal of
the governor. He is the commander of the militia and head of the
armed force. When the authority which is by general consent
awarded to the laws is disregarded, the governor puts himself at
the head of the armed force of the state, to quell resistance
and restore order.
Lastly, the governor takes no share in the administration of
the townships and counties, except through the appointment of
justices of the peace, whom he cannot afterwards dismiss.47
The governor is an elected magistrate, and is generally
chosen for one or two years only, so that he always continues to
be strictly dependent upon the majority who returned him.
POLITICAL EFFECTS OF DECENTRALIZED THE UNITED STATES.
Necessary distinction between a centralized government and a
centralized administration--Administration not centralized in
the United States: great centralization of the government--Some
bad consequences resulting to the United States from the
extremely decentralized administration--Administrative
advantages of this order of things--The power that administers
is less regular, less enlightened, less learned, but much
greater than in Europe--Political advantages of this order of
things--171 the United States the country makes itself felt
everywhere--Support given to the government by the
community--Provincial institutions more necessary in proportion
as the social condition becomes more democratic--Reason for
this.
"CENTRALIZATION" is a word in general and daily use, without
any precise meaning being attached to it. Nevertheless, there
exist two distinct kinds of centralization, which it is
necessary to discriminate with accuracy.
Certain interests are common to all parts of a nation, such
as the enactment of its general laws and the maintenance of its
foreign relations. Other interests are peculiar to certain parts
of the nation, such, for instance, as the business of the
several townships. When the power that directs the former or
general interests is concentrated in one place or in the same
persons, it constitutes a centralized government. To concentrate
in like manner in one place the direction of the latter or local
interests, constitutes what may be termed a centralized
administration.
Upon some points these two kinds of centralization coincide,
but by classifying the objects which fall more particularly
within the province of each, they may easily be distinguished
It is evident that a centralized government acquires immense
power when united to centralized administration. Thus combined,
it accustoms men to set their own will habitually and completely
aside; to submit, not only for once, or upon one point, but in
every respect, and at all times. Not only, therefore, does this
union of power subdue them compulsorily, but it affects their
ordinary habits; it isolates them and then influences each
separately.
These two kinds of centralization assist and attract each
other, but they must not be supposed to be inseparable. It is
impossible to imagine a more completely centralized government
than that which existed in France under Louis XIV; when the same
individual was the author and the interpreter of the laws, and
the representative of France at home and abroad, he was
justified in asserting that he constituted the state.
Nevertheless, the administration was much less centralized under
Louis XIV than it is at the present day.
In England the centralization of the government is carried to
great perfection; the state has the compact vigor of one man,
and its will puts immense masses in motion and turns its whole
power where it pleases. But England, which has done such great
things for the last fifty years, has never centralized its
administration. Indeed, I cannot conceive that a nation can live
and prosper without a powerful centralization of government. But
I am of the opinion that a centralized administration is fit
only to enervate the nations in which it exists, by incessantly
diminishing their local spirit. Although such an administration
can bring together at a given moment, on a given point, all the
disposable resources of a people, it injures the renewal of
those resources. It may ensure a victory in the hour of strife,
but it gradually relaxes the sinews of strength. It may help
admirably the transient greatness of a man, but not the durable
prosperity of a nation.
Observe that whenever it is said that a state cannot act
because it is not centralized, it is the centralization of the
government that is spoken of. It is frequently asserted, and I
assent to the proposition, that the German Empire has never been
able to bring all its powers into action. But the reason is that
the state has never been able to enforce obedience to its
general laws; the several members of that great body always
claimed the right, or found the means, of refusing their
co-operation to the representatives of the common authority,
even in the affairs that concerned the mass of the people; in
other words, there was no centralization of government. The same
remark is applicable to the Middle Ages; the cause of all the
miseries of feudal society was that the control, not only of
administration, but of government, was divided among a thousand
hands and broken up in a thousand different ways. The want of a
centralized government prevented the nations of Europe from
advancing with energy in any straightforward course.
I have shown that in the United States there is no
centralized administration and no hierarchy of public
functionaries. Local authority has been carried farther than any
European nation could endure without great inconvenience, and it
has even produced some disadvantageous consequences in America.
But in the United States the centralization of the government is
perfect; and it would be easy to prove that the national power
is more concentrated there than it has ever been in the old
nations of Europe. Not only is there but one legislative body in
each state, not only does there exist but one source of
political authority, but numerous assemblies in districts or
counties have not, in general, been multiplied lest they should
be tempted to leave their administrative duties and interfere
with the government. In America the legislature of each state is
supreme; nothing can impede its authority, neither privileges,
nor local immunities, nor personal influence, nor even the
empire of reason, since it represents that majority which claims
to be the sole organ of reason. Its own determination is
therefore the only limit to its action. In juxtaposition with
it, and under its immediate control, is the representative of
the executive power, whose duty it is to constrain the
refractory to submit by superior force. The only symptom of
weakness lies in certain details of the action of the
government. The American republics have no standing armies to
intimidate a discontented minority; but as no minority has as
yet been reduced to declare open war, the necessity of an army
has not been felt. The state usually employs the officers of the
township or the county to deal with the citizens. Thus, for
instance, in New England the town assessor fixes the rate of
taxes; the town collector receives them; the town treasurer
transmits the amount to the public treasury; and the disputes
that may arise are brought before the ordinary courts of
justice. This method of collecting taxes is slow as well as
inconvenient, and it would prove a perpetual hindrance to a
government whose pecuniary demands were large. It is desirable
that, in whatever materially affects its existence, the
government should be served by officers of its own, appointed by
itself, removable at its pleasure, and accustomed to rapid
methods of proceeding. But it will always be easy for the
central government, organized as it is in America, to introduce
more energetic and efficacious modes of action according to its
wants.
The want of a centralized government will not, then, as has
often been asserted, prove the destruction of the republics of
the New World; far from the American governments being not
sufficiently centralized, I shall prove hereafter that they are
too much so. The legislative bodies daily encroach upon the
authority of the government, and their tendency, like that of
the French Convention, is to appropriate it entirely to
themselves. The social power thus centralized is constantly
changing hands, because it is subordinate to the power of the
people. It often forgets the maxims of wisdom and foresight in
the consciousness of its strength. Hence arises its danger. Its
vigor, and not its impotence, will probably be the cause of its
ultimate destruction.
The system of decentralized administration produces several
different effects in America. The Americans seem to me to have
overstepped the limits of sound policy in isolating the
administration of the government; for order, even in secondary
affairs, is a matter of national importance.48 As the state has
no administrative functionaries of its own, stationed on
different points of its territory, to whom it can give a common
impulse, the consequence is that it rarely attempts to issue any
general police regulations. The want of these regulations is
severely felt and is frequently observed by Europeans. The
appearance of disorder which prevails on the surface leads one
at first to imagine that society is in a state of anarchy; nor
does one perceive one's mistake till one has gone deeper into
the subject. Certain undertakings are of importance to the whole
state; but they cannot be put in execution, because there is no
state administration to direct them. Abandoned to the exertions
of the towns or counties, under the care of elected and
temporary agents, they lead to no result, or at least to no
durable benefit.
The partisans of centralization in Europe are wont to
maintain that the government can administer the affairs of each
locality better than the citizens can do it for themselves. This
may be true when the central power is enlightened and the local
authorities are ignorant; when it is alert and they are slow;
when it is accustomed to act and they to obey. Indeed, it is
evident that this double tendency must augment with the increase
of centralization, and that the readiness of the one and the
incapacity of the others must become more and more prominent.
But I deny that it is so when the people are as enlightened, as
awake to their interests, and as accustomed to reflect on them
as the Americans are. I am persuaded, on the contrary, that in
this case the collective strength of the citizens will always
conduce more efficacious to the public welfare than the
authority of the government. I know it is difficult to point out
with certainty the means of arousing a sleeping population and
of giving it passions and knowledge which it does not possess;
it is, I am well aware, an arduous task to persuade men to busy
themselves about their own affairs. It would frequently be
easier to interest them in the punctilios of court etiquette
than in the repairs of their common dwelling. But whenever a
central administration affects completely to supersede the
desirous to mislead. However enlightened and skillfull a central
power may be, it cannot of itself embrace all the details of the
life of a great nation. Such vigilance exceeds the powers of
man. And when it attempts unaided to create and set in motion so
many complicated springs, it must submit to a very imperfect
result or exhaust itself in bootless efforts.
Centralization easily succeeds, indeed, in subjecting the
external actions of men to a certain uniformity, which we come
at last to love for its own sake, independently of the objects
to which it is applied, like those devotees who worship the
statue and forget the deity it represents. Centralization
imparts without difficulty an admirable regularity to the
routine of business; provides skillfully for the details of the
social police; represses small disorders and petty misdemeanors;
maintains society in a status quo alike secure from improvement
and decline; and perpetuates a drowsy regularity in the conduct
of affairs which the heads of the administration are wont to
call good order and public tranquillity; 49 in short, it excels
in prevention, but not in action. Its force deserts it when
society is to be profoundly moved, or accelerated in its course;
and if once the co-operation of private citizens is necessary to
the furtherance of its measures, the secret of its impotence is
disclosed. Even while the centralized power, in its despair,
invokes the assistance of the citizens, it says to them: "You
shall act just as I please, as much as I please, and in the
direction which I please. You are to take charge of the details
without aspiring to guide the system; you are to work in
darkness; and afterwards you may judge my work by its results."
These are not the conditions on which the alliance of the human
will is to be obtained; it must be free in its gait and
responsible for its acts, or (such is the constitution of man)
the citizen had rather remain a passive spectator than a
dependent actor in schemes with which he is unacquainted.
It is undeniable that the want of those uniform regulations
which control the conduct of every inhabitant of France is not
infrequently felt in the United States. Gross instances of
social indifference and neglect are to be met with; and from
time to time disgraceful blemishes are seen, in complete
contrast with the surrounding civilization. Useful undertakings
which cannot succeed without perpetual attention and rigorous
exactitude are frequently abandoned; for in America, as well as
in other countries, the people proceed by sudden impulses and
momentary exertions. The European, accustomed to find a
functionary always at hand to interfere with all he undertakes,
reconciles himself with difficulty to the complex mechanism of
the administration of the townships. In general it may be
affirmed that the lesser details of the police, which render
life easy and comfortable, are neglected in America, but that
the essential guarantees of man in society are as strong there
as elsewhere. In America the power that conducts the
administration is far less regular, less enlightened, and less
skillful, but a hundredfold greater than in Europe. In no
country in the world do the citizens make such exertions for the
common weal. I know of no people who have established schools so
numerous and efficacious, places of public worship better suited
to the wants of the inhabitants, or roads kept in better repair.
Uniformity or permanence of design, the minute arrangement of
details,50 and the perfection of administrative system must not
be sought for in the United States; what we find there is the
presence of a power which, if it is somewhat wild, is at least
robust, and an existence checkered with accidents, indeed, but
full of animation and effort.
Granting, for an instant, that the villages and counties of
the United States would be more usefully governed by a central
au authority which they had never seen than by functionaries
taken from among them; admitting, for the sake of argument, that
there would be more security in America, and the resources of
society would be better employed there, if the whole
administration centered in a single arm--still the political
advantages which the Americans derive from their decentralized
system would induce me to prefer it to the contrary plan. It
profits me but little, after all, that a vigilant authority
always protects the tranquillity of my pleasures and constantly
averts all dangers from my path, without my care or concern, if
this same authority is the absolute master of my liberty and my
life, and if it so monopolizes movement and life that when it
languishes everything languishes around it, that when it sleeps
everything must sleep, and that when it dies the state itself
must perish.
There are countries in Europe where the native considers
himself as a kind of settler, indifferent to the fate of the
spot which he inhabits. The greatest changes are effected there
without his concurrence, and (unless chance may have apprised
him of the event ) without his knowledge; nay, more, the
condition of his village, the police of his street, the repairs
of the church or the parsonage, do not concern him; for he looks
upon all these things as unconnected with himself and as the
property of a powerful stranger whom he calls the government. He
has only a life interest in these possessions, without the
spirit of ownership or any ideas of improvement. This want of
interest in his own affairs goes so far that if his own safety
or that of his children is at last endangered, instead of trying
to avert the peril, he will fold his arms and wait till the
whole nation comes to his aid. This man who has so completely
sacrificed his own free will does not, more than any other
person, love obedience; he cowers, it is true, before the
pettiest officer, but he braves the law with the spirit of a
conquered foe as soon as its superior force is withdrawn; he
perpetually oscillates between servitude and license.
When a nation has arrived at this state, it must either
change its customs and its laws, or perish; for the source of
public virtues is dried up; and though it may contain subjects,
it has no citizens. Such communities are a natural prey to
foreign conquests; and if they do not wholly disappear from the
scene, it is only because they are surrounded by other nations
similar or inferior to themselves; it is because they still have
an indefinable instinct of patriotism; and an involuntary pride
in the name of their country, or a vague reminiscence of its
bygone fame, suffices to give them an impulse of
self-preservation.
Nor can the prodigious exertions made by certain nations to
defend a country in which they had lived, so to speak, as
strangers be adduced in favor of such a system; for it will be
found that in these cases their main incitement was religion.
The permanence, the glory, or the prosperity of the nation had
become parts of their faith, and in defending their country,
they defended also that Holy City of which they were all
citizens. The Turkish tribes have never taken an active share in
the conduct of their affairs, but they accomplished stupendous
enterprises as long as the victories of the Sultan were triumphs
of the Mohammedan faith. In the present age they are in rapid
decay because their religion is departing and despotism only
remains. Montesquieu, who attributed to absolute power an
authority peculiar to itself, did it, as I conceive, an
undeserved honor; for despotism, taken by itself, can maintain
nothing durable. On close inspection we shall find that
religion, and not fear, has ever been the cause of the longlived
prosperity of an absolute government. Do what you may, there is
no true power among men except in the free union of their will;
and patriotism and religion are the only two motives in the
world that can long urge all the people towards the same end.
Laws cannot rekindle an extinguished faith, but men may be
interested by the laws in the fate of their country. It depends
upon the laws to awaken and direct the vague impulse of
patriotism, which never abandons the human heart; and if it be
connected with the thoughts, the passions, and the daily habits
of life, it may be consolidated into a durable and rational
sentiment. Let it not be said that it is too late to make the
experiment; for nations do not grow old as men do, and every
fresh generation is a new people ready for the care of the
legislator.
It is not the administrative, but the political effects of
decentralization that I most admire in America. In the United
States the interests of the country are everywhere kept in view;
they are an object of solicitude to the people of the whole
Union, and every citizen is as warmly attached to them as if
they were his own. He takes pride in the glory of his nation; he
boasts of its success, to which he conceives himself to have
contributed; and he rejoices in the general prosperity by which
he profits. The feeling he entertains towards the state is
analogous to that which unites him to his family, and it is by a
kind of selfishness that he interests himself in the welfare of
his country.
To the European, a public officer represents a superior
force; to an American, he represents a right. In America, then,
it may be said that no one renders obedience to man, but to
justice and to law. If the opinion that the citizen entertains
of himself is exaggerated, it is at least salutary; he
unhesitatingly confides in his own powers, which appear to him
to be all-sufficient. When a private individual meditates an
undertaking, however directly connected it may be with the
welfare of society, he never thinks of soliciting the
co-operation of the government; but he publishes his plan,
offers to execute it, courts the assistance of other
individuals, and struggles manfully against all obstacles.
Undoubtedly he is often less successful than the state might
have been in his position; but in the end the sum of these
private undertakings far exceeds all that the government could
have done.
As the administrative authority is within the reach of the
citizens, whom in some degree it represents, it excites neither
their jealousy nor hatred; as its resources are limited,
everyone feels that he must not rely solely on its aid. Thus
when the administration thinks fit to act within its own limits,
it is not abandoned to itself, as in Europe; the duties of
private citizens are not supposed to have lapsed because the
state has come into action, but everyone is ready, on the
contrary, to guide and support it. This action of individuals,
joined to that of the public authorities, frequently
accomplishes what the most energetic centralized administration
would be unable to do.51
It would be easy to adduce several facts in proof of what I
advance, but I had rather give only one, with which I am best
acquainted. In America the means that the authorities have at
their disposal for the discovery of crimes and the arrest of
criminals are few. A state police does not exist, and passports
are unknown. The criminal police of the United States cannot be
compared with that of France; the magistrates and public agents
are not numerous; they do not always initiate the measures for
arresting the guilty; and the examinations of prisoners are
rapid and oral. Yet I believe that in no country does crime more
rarely elude punishment. The reason is that everyone conceives
himself to be interested in furnishing evidence of the crime and
in seizing the delinquent. During my stay in the United States I
witnessed the spontaneous formation of committees in a county
for the pursuit and prosecution of a man who had committed a
great crime. In Europe a criminal is an unhappy man who is
struggling for his life against the agents of power, while the
people are merely a spectator of the conflict; in America he is
looked upon as an enemy of the human race, and the whole of
mankind is against him.
I believe that provincial institutions are useful to all
nations, but nowhere do they appear to me to be more necessary
than among a democratic people. In an aristocracy order can
always be maintained in the midst of liberty; and as the rulers
have a great deal to lose, order is to them a matter of great
interest. In like manner an aristocracy protects the people from
the excesses of despotism, because it always possesses an
organized power ready to resist a despot. But a democracy
without provincial institutions has no security against these
evils. How can a populace unaccustomed to freedom in small
concerns learn to use it temperately in great affairs? What
resistance can be offered to tyranny in a country where each
individual is weak and where the citizens are not united by any
common interest? Those who dread the license of the mob and
those who fear absolute power ought alike to desire the gradual
development of provincial liberties.
I am also convinced that democratic nations are most likely
to fall beneath the yoke of a centralized administration, for
several reasons, among which is the following:
The constant tendency of these nations is to concentrate all
the strength of the government in the hands of the only power
that directly represents the people; because beyond the people
nothing is to be perceived but a mass of equal individuals. But
when the same power already has all the attributes of
government, it can scarcely refrain from penetrating into the
details of the administration, and an opportunity of doing so is
sure to present itself in the long run, as was the case in
France. In the French Revolution there were two impulses in
opposite directions, which must never be confounded; the one was
favorable to liberty, the other to despotism. Under the ancient
monarchy the king was the sole author of the laws; and below the
power of the sovereign certain vestiges of provincial
institutions, half destroyed, were still distinguishable. These
provincial institutions were incoherent, ill arranged, and
frequently absurd; in the hands of the aristocracy they had
sometimes been converted into instruments of oppression. The
Revolution declared itself the enemy at once of royalty and of
provincial institutions; it confounded in indiscriminate hatred
all that had preceded it, despotic power and the checks to its
abuses; and its tendency was at once to republicanize and to
centralize This double character of the French Revolution is a
fact which has been adroitly handled by the friends of absolute
power. Can they be accused of laboring in the cause of despotism
when they are defending that centralized administration which
was one of the great innovations of the Revolution? 52 In this
manner popularity may be united with hostility to the rights of
the people, and the secret slave of tyranny may be the professed
lover of freedom.
I have visited the two nations in which the system of
provincial liberty has been most perfectly established, and I
have listened to the opinions of different parties in those
countries. In America I met with men who secretly aspired to
destroy the democratic institutions of the Union; in England I
found others who openly attacked the aristocracy; but I found no
one who did not regard provincial independence as a great good.
In both countries I heard a thousand different causes assigned
for the evils of the state, but the local system was never
mentioned among them. I heard citizens attribute the power and
prosperity of their country to a multitude of reasons, but they
all placed the advantages of local institutions in the foremost
rank.
Am I to suppose that when men who are naturally so divided on
religious opinions and on political theories agree on one point
(and that one which they can best judge, as it is one of which
they have daily experience) they are all in error? The only
nations which deny the utility of provincial liberties are those
which have fewest of them; in other words, only those censure
the institution who do not know it.
Footnotes
1 In 1830 there were 305 townships in the state of
Massachusetts, and 610,014 inhabitants; which gives an average of
about 2,000 inhabitants to each township.
2 The same rules are not applicable to the cities, which
generally have a mayor, and a corporation divided into two
bodies, this, however, is an exception that requires the sanction
of a law.--See the Act of February 22, 1822, regulating the
powers of the city of Boston. Laws of Massachusetts, Vol. II, p.
588. It frequently happens that small towns, as well as cities,
are subject to a peculiar administration. In 1832, 104 townships
in the state of New York were governed in this manner. Williams's
Register.
3 Three selectmen are appointed in the small townships, and
nine in the large ones.--See The Town Officer, p. 186. See also
the principal laws of Massachusetts relating to selectmen: law of
February 20, 1780, Vol. I, p. 219, February 24, 1796, Vol. I, p.
488; March 7, 1801, Vol. II, p. 45; June 16, 1795, Vol. I, p.
475- March 12 1808, Vol. II, p. 186- February 28, 1787, Vol. I,
p. 302; June 22, 1797, Vol. I, p 539.
4 See Laws of Massachusetts, Vol. I, p. 150. Law of March
25,1786.
5 Ibid.
6 All these magistrates actually exist; their different
functions are all detailed in a book called The Town Officer, by
Isaac Goodwin (Worcester, 1827), and the General Laws of
Massachusetts in 3 vols. (Boston, 1823).
7 See Laws of Massachusetts, law of March 23, 1786, Vol. I, p. 250.
8 Ibid., law of February 20, 1786, Vol. I, p. 217.
9 Ibid., law of June 25, 1789, Vol. I, p. 367, and of March 8, 1827, Vol. III, p. 179.
10 See Laws of Massachusetts, law of February 14, 1821, Vol. I, p. 551.
11 Ibid., law of February 20, 1819, Vol. II, p. 494.
12 The council of the governor is an elective body.
13 See Laws of Massachusetts, law of November 2, 1791, Vol. I, p.61.
14 See The Town-Officer, especially at the words SELECTMEN,
ASSESSORS COLLECTORS, SCHOOLS, SURVEYORS OF HIGHWAYS. I take one
example in a thousand: the state prohibits traveling on Sunday
without good reason; the tithing-men, who are town officers, are
required to keep watch and to execute the law. See Laws of
Massachusetts, law of March 8, 1792, Vol. I, p. 410.
The selectmen draw up the lists of voters for the election
of the governor and transmit the result of the ballot to the
state secretary of state. Ibid., law of February 24, 1790, Vol.
I, p. 488.
15 Thus, for instance, the selectmen authorize the
construction of drains, and point out the proper sites for
slaughterhouses and other trades which are a nuisance to the
neighborhood. See ibid., law of June 7, 1785, Vol. I, p. 193.
16 For example, the selectmen, conjointly with the justices
of the peace, take measures for the security of the public in
case of contagious diseases Ibid., law of June 22, 1797, Vol. I,
p. 539.
17 I say almost, for there are many incidents in town life
which are regulated by the justices of peace in their individual
capacity, or by an assembly of them in the chief town of the
county; thus, licenses are granted by the justices. See ibid.,
Law of February 28, 1797, Vol. I, p. 297.
18 Thus, licenses are granted only to such persons as can
produce a certificate of good conduct from the selectmen. If the
selectmen refuse to give the certificate, the party may appeal to
the justices assembled in the court of sessions, and they may
grant the license. See ibid., law of March 12, 1808, Vol. II, p.
186. The townships have the right to make by-laws, and to enforce
them by fines, which are fixed by law; but these by-laws must be
approved by the court of sessions. Ibid., Law of March 25, 1786,
Vol. I, p. 254.
19 In Massachusetts the county magistrates are frequently
called upon to investigate the acts of the town magistrates; but
it will be shown farther on that this investigation is a
consequence, not of their administrative, but of their judicial
power.
20 Thus, the town school committees are obliged to make an
annual report to the secretary of the state on the condition of
the schools. See ibid., law of March 10, 1827, Vol. III, p. 183.
21 Later on we shall see the nature of the governor's
functions; here it is enough to note that the governor represents
the entire executive power of the state.
22 See Constitution of Massachusetts Chap. II. section 1,
paragraph 9; Chap. II, paragraph 3.
23 Thus, as one example among many others, a stranger
arrives in a township from a country where a contagious disease
prevails, and he falls ill. Two justices of the peace can, with
the assent of the selectmen, order the sheriff of the county to
remove and take care of him. Laws of Massachusetts, law of June
22, 1797, Vol. I, p. 540. In general the justices interfere in
all the important acts of the administration and give them a
semi-judicial character.
24 I say most of them because certain administrative
misdemeanors are brought before the ordinary tribunals. If, for
instance, a township refuses to make the necessary expenditure
for its schools, or to name a school committee, it is liable to a
heavy fine. But this penalty is pronounced by the supreme
judicial court or the court of common pleas. See ibid., law of
March 10, 1821, Vol. III, p. 190. For the failure of the town to
make provision for military supplies, see ibid., law of February
21, 1822, Vol. II, p. 570.
25 In their individual capacity the justices of the peace
take a part in the business of the counties and townships. In
general the most important acts of the town can be performed only
with the concurrence of some one of them.
26 These affairs may be brought under the following heads:
(1) the creation of prisons and courts of justice; (2) the
county budget, which is afterwards voted by the state
legislature; (3) the distribution of the taxes so voted; (4)
grants of certain patents; (5) the building and repair of the
county roads.
27 Thus, when a road is under consideration, the court of
sessions decides almost all questions regarding the execution of
the project with the aid of a jury.
28 See Laws of Massachusetts,, law of February 20, 1786,
Vol. I, p. 217.
29 There is an indirect method of enforcing the obedience of
a township. Suppose that the funds which the law demands for the
maintenance of the roads have not been voted; the town surveyor
is then authorized, ex officio. to levy the supplies. As he is
personally responsible to private individuals for the state of
the roads, and indictable before the court of sessions, he is
sure to employ the extraordinary right which the law gives him
against the township. Thus, by threatening the officer, the court
of sessions exacts compliance from the town. See ibid., law of
March S, 1787, Vol. I, p. 305.
30 Laws of Massachusetts, vol. II, p. 45.
31 If, for instance, a township persists in refusing to name
its assessors, the court of sessions nominates them; and the
magistrates thus appointed are in vested with the same authority
as elected officers. See ibid., the law of February 20, 1787,
previously cited.
32 I say the court of sessions because in common courts
there is an officer who exercises some of the functions of a
public prosecutor.
33 The grand jurors are, for instance, bound to inform the
court of the bad state of the roads. Laws of Massachusetts, Vol.
1, p. 308.
34 If, for instance, the treasurer of the county holds back
his accounts. Ibid., Vol. I, p. 400.
35 Thus, to take one example out of a thousand, if a private
individual breaks his carriage or is injured in consequence of
the badness of a road, he can sue the to township or the county
for damages at the sessions. Ibid., Vol. I, p. 309.
36 In cases of invasion or insurrection, if the town
officers neglect to furnish the necessary stores and ammunition
for the militia, the township may be condemned to a fine of from
1,000 to 2,700 francs. It may readily be imagined that, in such a
case, it might happen that no one would care to prosecute. Hence
the law adds that "any citizen may enter a complaint for offences
of this kind, and that half the fine shall belong to the
prosecutor." See ibid., law of March 6, 1810, Vol. II, p. 236.
The same clause is frequently found in the Laws of Massachusetts.
Not only are private individuals thus incited to prosecute the public
officers, but the public officers are encouraged in the same manner
to bring the disobedience of private individuals to justice. If a citizen
refuses to perform the work which has been assigned to him upon a
road, the road-surveyor may prosecute him, and, if he is
convicted, the surveyor receives half the penalty for himself.
See the law previously cited, Vol. I, p. 308.
37 For details, see the Revised Statutes of the State of New
York, Part I, chap. xi, "Of the powers, duties and privileges of
towns," Vol. I, pp. 336-64.
See, in the Digest of the Laws of Pennsylvania, the words
ASSESSORS, COLLECTOR, CONSTABLES, OVERSEER OF THE POOR,
SUPERVISORS OF HIGHWAYS. And in the Acts of a General Nature of
the State of Ohio, the Act of February 25, 1834, relating to
townships, p. 412. And note the special provisions relating to
various town officials such as TOWNSHIP'S CLERKS, TRUSTEES,
OVERSEERS OF THE POOR, FENCE-VIEWERS, APPRAISERS OF PROPERTY,
TOWNSHIP'S TREASURER, SUPERVISORS OF HIGHWAYS.
38 See the Revised Statutes of the State of New York Part I,
chap. xi Vol. I, p. 340; ibid., chap. xii, p. 366; also in the
Acts of the State of Ohio an act relating to county
commissioners, February 25, 1824, p. 263. See the Digest of the
Laws of Pennsylvania, at the words COUNTY-RATES and LEVIES, p.
170.
In the state of New York each township elects a
representative, who has a share in the administration of the
county as well as in that of the township.
39 In some of the Southern states the county courts are
charged with all the detail of the administration. See the
Statutes of the State of Tennessee, at Arts. JUDICIARY, TAXES,
etc.
40 For instance, the direction of public instruction is
centralized in the hands of the government. The legislature names
the members of the university, who are denominated regents; the
governor and lieutenant governor of the state are necessarily of
the number. ( Revised Statutes [of the state of New York], Vol.
I, p. 456. ) The regents of the university annually visit the
colleges and academies and make their report to the legislature.
Their superintendence is not inefficient, for several reasons:
the colleges, in order to become corporations, stand in need of a
charter, which is only granted on the recommendation of the
regents; every year funds are distributed by the state, for the
encouragement of learning, and the regents are the distributors
of this money. See Revised Statutes, chap. xv, "Public
Instruction," Vol. I, p. 455. The school commissioners are
obliged to send an annual report to the general superintendent of
the schools. Ibid., p. 488. A similar report is annually made to
the same person on the number and condition of the poor. Ibid.,
p. 631.
41 If anyone conceives himself to be wronged by the school
commissioners (who are town officers), he can appeal to the
superintendent of the primary schools, whose decision is final.
Revised Statutes, Vol. I, p. 487.
Provisions similar to those above cited are to be met with
from time to time in the laws of the state of New York, but in
general these attempts at centralization are feeble and
unproductive. The great authorities of the state have the right
of watching and controlling the subordinate agents, without that
of rewarding or punishing them. The same individual is never
empowered to give an order and to punish disobedience; he has,
therefore, the right of commanding without the means of exacting
compliance. In 1830 the Superintendent of Schools, in his annual
report to the legislature, complained that several school
commissioners, notwithstanding his application, had neglected to
furnish him with the accounts which were due. He added that "if
this omission continues, I shall be obliged to prosecute them, as
the law directs, before the proper tribunals."
42 Thus, the district attorney is directed to recover all
fines below the sum of fifty dollars, unless such a right has
been specially awarded to another magistrate. Revised Statutes,
Part I, chap. x, Vol. I, p. 383.
43 Several traces of centralization may be discovered in
Massachusetts; for instance, the committees of the town schools
are directed to make an annual report to the secretary of state.
Laws of Massachusetts, Vol. I, p. 361.
44 In Massachusetts the senate is not invested with any
administrative functions.
45 As in the state of New York.
46 Practically speaking, it is not always the governor who
executes the plans of the legislature- it often happens that the
latter, in voting a measure, names special agents to superintend
its execution.
47 In some of the states justices of the peace are not
appointed by the governor.
48 The authority that represents the state ought not, I
think, to waive the right of inspecting the local administration,
even when it does not itself administer. Suppose, for instance,
that an agent of the government was stationed at some appointed
spot in each county to prosecute the misdemeanors of the town and
county officers, would not a more uniform order be the result,
without in any way compromising the independence of the township?
Nothing of the kind, however, exists in America: there is nothing
above the county courts, which have, as it were, only an
incidental knowledge of the administrative offenses they ought to
repress.
49 China appears to me to present the most perfect instance
of that species of well-being which a highly centralized
administration may furnish to its subjects. Travelers assure us
that the Chinese have tranquillity without happiness, industry
without improvement, stability without strength, and public order
without public morality. The condition of society there is always
tolerable, never excellent. I imagine that when China is opened
to European observation, it will be found to contain the most
perfect model of a centralized administration that exists in the
universe.
50 A writer of talent who, in a comparison of the finances
of France with those of the United States, has proved that
ingenuity cannot always supply the place of the knowledge of
facts, justly reproaches the Americans for the sort of confusion
that exists in the accounts of the expenditure in the townships,
and after giving the model of a departmental budget in France, he
adds "We are indebted to centralization, that admirable invention
of a great man, for the order and method which prevail alike in
all the municipal budgets, from the largest city to the humblest
commune" Whatever may be my admiration of this result, when I see
the communes of France, with their excellent system of accounts,
plunged into the grossest ignorance of their true interests, and
abandoned to so incorrigible an apathy that they seem to vegetate
rather than to live; when, on the other hand, I observe the
activity, the information, and the spirit of enterprise in those
American townships whose budgets are neither methodical nor
uniform, I see that society there is always at work I am struck
by the spectacle; for, to my mind, the end of a good government
is to ensure the welfare of a people, and not merely to es-
tablish order in the midst of its misery I am therefore led to
suppose that the prosperity of the American townships and the
apparent confusion of their finances, the distress of the French
communes and the perfection or their budget, may be attributable to
the same cause At any rate, I am suspicious of a good that is united
with so many evils, and I am not averse to an evil that is compensated
by so many benefits.
51 See Appendix I
52 See Appendix K
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